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NYC Mayor Bill de Blasio Will Not Be Prosecuted For Campaign Fraud, Says Interim Acting U.S. Attorney Joon Kim

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The timing of the firing of Preet Bharara in President Trump's home turf, New York City, and the announcement that NYC Mayor Bill de Blasio will not be prosecuted for campaign fraud, smells of something like a deal Trump made with someone being invessstigated by Preet. Doesn't it?

Many people believe that Mayor Bill is guilty of what he was accused of. We still have our vote, so let's make sure that he does not get a second term.

Betsy Combier
betsy.combier@gmail.com
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

No Charges for De Blasio in Fundraising Probe, Prosecutors Say

Mayor Bill de Blasio

NEW YORK CITY — The federal and local prosecutors will not bring criminal charges against Mayor Bill de Blasio or his team in connection to a campaign probe, the acting U.S. Attorney and Manhattan District Attorney announced Thursday.
"After careful deliberation, given the totality of the circumstances here and absent additional evidence, we do not intend to bring federal criminal charges against the Mayor or those acting on his behalf relating to the fundraising efforts in question," Acting U.S. Attorney Joon Kim, the former deputy for Preet Bharara who took over the top seat after Bharara was fired by President Donald Trump on Saturday, said in a statement.
"Although it is rare that we issue a public statement about the status of an investigation, we believe it appropriate in this case at this time, in order not to unduly influence the upcoming campaign and Mayoral election.”
The Manhattan District Attorney Cyrus Vance released a letter to the New York State Board of Elections that explained that the mayor's conduct appears to have violated "the intent and spirit of the laws" the would not be seeking criminal charges because was following his lawyer's advice.
"After extensive investigation, not withstanding the [Board of Election's] view that the conduct here may have violated the Election Law, this office has determined that the parties involved cannot be appropriately prosecuted, given their reliance on the advice of counsel."
The U.S. Attorney's office, in conjunction with the FBI, had been investigating the mayor's fundraising for his 2013 election campaign, an effort to get democrats elected to seats upstate during the 2014 State Senate race, as well as his Campaign for One New York — the mayor's nonprofit that came under fire for steering money from donors into pet projects such as his Universal Pre-K initiative and others.
During the course of the investigation, investigators "conducted a thorough investigation into several circumstances in which Mayor de Blasio and others acting on his behalf solicited donations from individuals who sought official favors from the City, after which the Mayor made or directed inquiries to relevant City agencies on behalf of those donors," Kim said.
"In considering whether to charge individuals with serious public corruption crimes, we take into account, among other things, the high burden of proof, the clarity of existing law, any recent changes in the law, and the particular difficulty in proving criminal intent in corruption schemes where there is no evidence of personal profit," Kim added.
The Campaign for One New York also steered money toward state senate races in an attempt to win a Democratic majority, according to Vance's letter to the BOE.
On WNYC's Brian Lehrer show, the mayor defended his conduct.
"I've said consistently that we acted appropriately. We acted lawfully," he said. "We held ourselves to a very high standard and we will continue to."
He denied the Manhattan District Attorney's assertion that his fundraising violated state fundraising statutes.
"The law was quite clear and we have respected that law throughout," de Blasio said.
Check back for updates.

Preet Bharara

You’re fired!Why did Donald Trump sack Preet Bharara after saying he could keep his job?
The US attorney hints that the president may have dismissed him to obstruct an investigation
The Economist;Democracy in America
IN HIS fourteen seasons on “The Apprentice”, a television show testing contestants’ business acumen and mettle, Donald Trump developed a signature line for dismissing hapless aspirants. Every time he let somebody go with his trademark "you're fired!", Mr Trump offered at least a few words of critique. “I just don’t want somebody running one of my companies that’s going to be beaten up so badly”, he told one contestant. “You’ve been lazy”, he barked at another, “you’ve been nothing but trouble”.
But on March 11th, when Mr Trump requested resignation letters from 46 US attorneys, he offered no explanation for dumping Preet Bharara, a seven-year veteran of the southern district of New York. It is hardly unusual for presidents to replace US attorneys, lawyers tasked with ensuring “that the laws be faithfully executed” in the 94 federal districts they oversee. A change of party in the White House typically inspires federal prosecutors to issue letters of resignation. In 1993, Bill Clinton fired them all in one day.
But Mr Bharara was a unique case: the Indian-born prosecutor known for his toughness and for remaining untethered to politics or party had been assured by the president-elect that he could keep his job. After a meeting in Trump Tower in late November, Mr Bharara said Mr Trump had asked him “whether or not I’d be prepared to stay on as the United States attorney to do the work as we have done it, independently, without fear or favour for the last seven years”. Mr Bharara’s answer was yes: “I said I would absolutely consider staying on. I agreed to stay on.” The president-elect’s request was echoed, he said, by the man who would soon be his new boss: Jeff Sessions, the incoming attorney-general and head of the Justice department.

When Mr Trump demanded Mr Bharara’s resignation three months later, without indicating why he had undergone a change of heart, the jilted prosecutor did not go quietly. Mr Bharara refused the order to tender his resignation, and a few hours later Mr Trump stepped back into his familiar role as firer-in-chief. “I did not resign”, Mr Bharara wrote on Twitter. “Moments ago I was fired.” Serving as US attorney in New York, he said, “will forever be the greatest honour of my professional life”. Why did Mr Trump renege on his promise to Mr Bharara? There seem to be three possibilities, none of them offering encouraging signs about the Trump administration.

One reason for the abrupt about-face may have been Mr Trump’s favourite source of political edification: Fox News. On March 9th, Fox’s Sean Hannity said holdover lawyers from the Obama era may be “saboteurs” who are leaking damaging information about the administration. He encouraged Mr Trump to clear US attorneys’ offices of Obama appointees who had not already offered their resignations. Two days later, Mr Trump did just that. Spokespersons for the administration insist the plea from Mr Hannity—whose network happened to be under investigation by Mr Bharara for sexual harassment allegations—played no role in inspiring the president’s act; one source told Politico’s Josh Dawsey that the purge had been in the works “for a while”.

Whether or not Mr Hannity’s appeal caught Mr Trump’s eye, Mr Bharara’s reputation as an equal-opportunity prosecutor—sniffing out corruption and pursuing it no matter where it may be or who might be engaging in it—may have begun to worry the new president. Just days after beginning his position in 2009, Mr Bharara did not flinch when presented with evidence that a donor to Senator Chuck Schumer—his former boss and recommender—may have been engaged in bank fraud. The 41-year-old attorney went forward with the investigation. Mr Bharara’s office later successfully prosecuted cases involving Wall Street, organised crime, civil rights and terrorism—as well as high-profile corruption cases against Republican and Democratic politicians. Mr Trump may have reconsidered leaving such a dogged US attorney in place who pays no homage to party. In the event of potential legal trouble, he may have judged it wise to have a friendly, loyal appointee in place.
Or Mr Trump’s concern may have been a good deal more specific and immediate. In a cryptic statement seemingly crafted to provoke speculation and raise questions about the man who fired him, Mr Bharara tweeted this on March 12: “By the way, now I know what the Moreland Commission must have felt like.” The reference was lost on no one who has watched New York state politics over the past several years. In 2014, New York’s Democratic governor, Andrew Cuomo, disbanded the Moreland Commission, the very ethics watchdog he had set up nine months earlier and which had begun investigating Democratic Party fundraising lapses. Mr Cuomo’s move provoked wide consternation and an investigation from Mr Bharara’s office, though no charges were filed.

For Mr Bharara to analogise his own firing to the dismantling of the Moreland Commission is to hint that he may have begun an investigation into activity of interest to the president—perhaps even of something the president himself may have done. A congressman from Michigan, John Conyers, said Mr Bharara’s tweet could be a sign he had been looking into “a range of potential improper activity emanating from Trump Tower and the Trump campaign, as well as entities with financial ties to the president or the Trump organisation”. The puzzling firing, in other words, may have been designed to cut an inquiry by Mr Bharara off at the pass. 

Lancman v. De Blasio: NYC Mayor Violated City Charter and Administrative Law

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This is an interesting case where Bill de Blasio's administration tried to side-step administrative law and the funding structure in the NYC Charter §109 for land use deals involving Flushing Meadows-Corona Park. He succeeded, because his Attorney said he could.
NYC Mayor Bill de Blasio

Mayor Broke Law But Can't Be Charged Because His Lawyer OK'd It, DA Says
Betsy Combier
 betsy.combier@gmail.com
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Lancman v. De Blasio

  • Supreme Court, New York County, Part 32
  • 155577/2016
  • Justice Arlene Bluth
Cite as: Lancman v. De Blasio, 155577/2016, NYLJ 1202781108093, at *1 (Sup., NY, Decided February 16, 2017)

CASENAME

Rory Lancman, Monica Corbett, Plaintiffs v. Bill De Blasio, City of New York, Alliance for Flushing Meadows-Corona Park Corporation Defendants
155577/2016
Justice Arlene Bluth

Defendants moved to dismiss plaintiffs' complaint arguing the claims were barred by the statute of limitations in this suit arising from the creation of the Alliance for Flushing Meadows-Corona Park—an entity overseeing land use deals entered into by N.Y.C. related to the park. Plaintiffs argued the Alliance's license with the city's Parks and Recreation Department, its by-laws violated Administrative Code §18-137(b), and funding structure violated City Charter §109. Defendants alleged a four month statute of limitations applied, arguing the substance of the action was an Article 78 proceeding, despite relief being sought was declaratory. Plaintiffs alleged the catch-all six year limitations period applied as they could not have brought this suit as an Article 78, noting the statute of limitations renewed each day as defendants continuously violated the law. The court ruled facts of the suit did not support defendants' conclusion the suit could have been brought as an Article 78 as it challenged a governmental body's action or determination, noting there was no determination made by the Alliance as plaintiffs sought a declaration the current by-laws and funding scheme violated the law. Thus, the six year limitations period applied, plaintiffs' claims were timely, and dismissal was denied.Read Summary of Decision
Decided: February 16, 2017

DECISION & ORDER


*1

Defendants' motion to dismiss plaintiffs' complaint on the ground that plaintiffs' claims are barred by the statute of limitations is denied.

Background

This action arises out of the creation of the Alliance for Flushing Meadows-Corona Park (the "Alliance"). This entity oversees certain land use deals entered into by the City of New York related to Flushing Meadows-Corona Park, the largest park in Queens County, New York. Plaintiffs maintain that the Alliance's license agreement with the City's Parks and Recreation Department and its by-laws violate NYC Administrative Code §18-137(b), which requires that there be at least one voting board member from each overlapping City Council district and one representative for every two abutting districts. Plaintiffs assert that the park overlaps four City Council districts, including the district represented by plaintiff Lancman (the 24th District), but his district has no representation.
Plaintiffs also insist that the Alliance's funding structure violates New York City Charter

*2

§109 because the payments received from the United States Tennis Association (the "USTA")1 do not go to the City's general fund as required by this charter section. Plaintiffs claim that they first learned of the these issues when plaintiff Lancman received a copy of the Alliance's by-laws on January 6, 2016 and that the instant complaint was filed on July 26, 2016 seeking declaratory and injunctive relief.
Defendants claim that a four-month statute of limitations apply and that this period began on December 15, 2015 at a publicly-noticed Board meeting where the Alliance's by-laws were discussed and the license agreement was approved. Defendants argue, in the alternative, that the statute of limitations began to run on January 6, 2016, when plaintiff Lancman received a copy of the by-laws.
Defendants insist that a four-month statute of limitations applies because the substance of this action is an Article 78 proceeding even though the relief sought is declaratory. Defendants further argue that plaintiffs' claim regarding improper funding is time-barred because plaintiffs should have known about the funding arrangement as early as November 2013, when the Alliance was incorporated.
In opposition, plaintiffs insist that the catch-all six-year statute of limitations under CPLR 213(1) applies because they could not have brought this action as an Article 78. Plaintiffs also insist that the statute of limitations renew each day because the defendants are continuously violating the law. Plaintiffs further assert that the Alliance is a private, non-profit entity and not a body or officer pursuant to Article 78 and, therefore, the four-month limitations period is inapplicable.

Discussion


*3

"On a CPLR 3211 motion to dismiss, the court will accept the facts as alleged in the complaint as true, accord plaintiffs the benefit of every possible favorable inference, and determine only whether the facts as alleged fit within any cognizable legal theory" (Nonnon v. City of New York, 9 NY3d 825, 827, 842 NYS2d 756 [2007] [internal quotations and citation omitted]).
"[W]hen the proceeding has been commenced in the form of a declaratory judgment action, for which no specific Statute of Limitations is prescribed, 'it is necessary to examine the substance of that action to identify the relationship out of which the claim arises and the relief sought' in order to resolve which Statute of Limitations is applicable" (New York City Health & Hospitals Corp. v. McBarnette, 84 NY2d 194, 200-01, 616 NYS2d 1 [1994] quoting Solnick v. Whalen, 49 NY2d 224, 229 425 NYS2d 68 [1980]). "Only if there is no other form of proceeding for which a specific limitation period is statutorily provided may the six-year catch all limitations period provided in CPLR 213(1) be invoked" (id. [internal quotations and citation omitted]).
Defendants insist that this action could have been brought as an Article 78 proceeding because it challenges a governmental body's action or determination. However, the facts of the instant lawsuit do not support that conclusion. Defendants are unable to identify a specific determination made by the Alliance that could be raised in an Article 78 proceeding.
Merriam-Webster defines determination as "the resolving of a question by argument or reasoning" (Merriam-Webster Online Dictionary, determination [https://www.merriamwebster. com/dictionary/determination]). Defendants' suggested characterization of a determination — adoption of the by-laws of the Alliance — would stretch this definition beyond all reasonable interpretation. Adopting by-laws does not resolve a question by argument or

*4

reasoning. Adopting by-laws is not a determination. Besides, the plaintiffs are challenging the inherent structure and funding scheme of the Alliance rather than a distinct, discrete finding made by the Alliance.
Defendants' reliance on cases such as Solnick is similarly unavailing. In Solnick, petitioner sought review of "a determination adjusting Medicaid reimbursement rates" (Solnick, 49 NY2d at 226 [emphasis added]). Here, there was no determination made by the Alliance. Instead, plaintiffs seek a declaration that the current by-laws and funding scheme of the Alliance violate the law. That is not in the nature of an Article 78 proceeding and therefore, a six-year statute of limitations applies (see Lacks v. City of New York, 201 AD2d 309, 311 607 NYS2d 32 [1st Dept 1994]).
Plaintiffs further assert that the Alliance maintains its structure and funding scheme that purportedly violates the law. This constitutes a continuing violation for purposes of the statute of limitations. In any event, plaintiffs' claims are timely.2
Accordingly, it is hereby
ORDERED that defendants' motion to dismiss plaintiffs' complaint is denied; and it is further
ORDERED that defendants are directed to file an answer pursuant to the CPLR. The parties are directed to appear for a preliminary conference on April 4, 2017 at 2:30 p.m.
This is the Decision and Order of the Court.
Dated: February 16, 2017
New York, New York
1. Located within the park is the United States Tennis Association's Billie Jean National Tennis Center, the site of the U.S. Open.
2. Because the Court has determined that plaintiffs' claims are timely, it does not reach the question of whether the Alliance constitutes a governmental body or officer for purposes of an Article 78 proceeding.

Arbitrator From A Rabbinical Panel Was Convicted of A Crime, But Prior Decisions Stand

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Arbitration Award Stands Even Though One Of The Arbitrators Was Later Convicted Of Crime
Arbitration awards are, by design, difficult to vacate. But what happens when one of the arbitrators who entered the award is later convicted of a crime related, at least to some extent, to an issue in the arbitration. In Litton v. Litton, the Appellate Division addressed this interesting but (hopefully) uncommon occurrence.
In Litton, plaintiff and defendant were married in 1982 and had one child. In 2008, the Family Part entered a judgment of divorce and ordered them to share joint custody of their son. They were also directed to proceed to arbitration before a rabbinical panel, or Beth Din, which they did. The panel, which was comprised of three rabbis, entered an award requiring the husband to pay the wife $5,000 per month until he gave her a Get. (As the Appellate Division explained, a Get is a "written document a husband must obtain and deliver to his wife when entering into a divorce. Without a Get, a wife cannot remarry under Jewish law.") Once the wife received the Get, the husband's monthly support obligation would be reduced to $3,500. The husband was also ordered to pay $20,0250 in arrears, $100,000 in the wife's legal fees, and a fine of $250,000 for "his refusal to disclose information about the couple's joint funds."
Several months later, the wife moved to enforce the award and, apparently, have the husband jailed for not complying with it. The Family Part denied the request and found that the husband was not capable of complying with the support order.
Four years later, the Family Part reduced the husband's support obligation from $5,000 per month to $23 per week. Around the same time, in a "wholly unrelated matter," one of the arbitrators on the panel was charged with, and apparently later convicted of, "criminal conspiracy to threaten and coerce Jewish husbands to give Gets to their wives." The husband moved to vacate the arbitration award, arguing that, in light of these charges against one of the rabbis on the panel, "the award was the product of corruption." The trial court denied the motion, holding that there was no causal connection between the arbitration in 2008 and the charges against the rabbi five years later, and that there were two other rabbis on the panel who were not charged as part of the conspiracy. The husband appealed.
The Appellate Division affirmed the trial court's decision. It observed that New Jersey favors arbitration and therefore a court will only vacate an arbitration award if (1) it is "procured by corruption, fraud, or other undue means," or (2) the court finds partiality, corruption, or misconduct by the arbitrator that prejudices a party's rights. The husband argued that, based on the Family Part's decision that he could not afford to pay $5,000 per month, its subsequent reduction of the support obligation to $23 per week, and the rabbi's conviction, the court could "'connect the dots' and infer the arbitration award in the parties' case was fraudulently procured or corrupt." The Appellate Division disagreed, citing favorably the trial court's conclusion that "the dots [were] too far away and unrelated." Accordingly, the Appellate Division affirmed the trial court's decision that the husband could not satisfy his burden of showing that the arbitration award was the product of fraud or corruption.
The Appellate Division also rejected the husband's argument that the rabbi had a duty to disclose "the lengths he would go to to 'assure wayward husbands granted GETS to their wives.'" The court noted that an arbitrator is required to "disclose to all parties any financial or personal interest, and any existing or past relationship with any of the parties." If the arbitrator fails to do so, then a court may vacate a subsequent award. But, in Litton, the Appellate Division held that the husband could not establish that the rabbi had any personal or financial interest in the award or that he was even "unlawfully coercing husbands to give their wives Gets at the time plaintiff and defendant engaged the rabbinical panel." Accordingly, the arbitrator did not breach any disclosure obligation and the arbitration award could stand.
Betsy Combier
betsy.combier@gmail.com

Anthony Weiner Pleads Guilty To Sexting a 15-Year Old Girl

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Anthony Weiner leaves Federal Court
Yes, Anthony Weiner. Husband of Huma Abedin, and formerly on his way to being this close to the President of the United States.

Betsy Combier
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Anthony Weiner


Anthony Weiner Pleads Guilty to Federal Obscenity Charge



Anthony D. Weiner, the former Democratic congressman whose sexting scandals ended his political career and embroiled him in a tumultuous F.B.I. investigation of Hillary Clinton before the election, pleaded guilty to a felony on Friday, crying openly as he admitted to conduct that he knew was “as morally wrong as it was unlawful.”

The plea agreement ended a federal investigation into a series of sexually explicit pictures and messages that Mr. Weiner sent last year to a 15-year-old girl in North Carolina.

It capped the long, tortured downfall of Mr. Weiner, who ruined a once-promising career in Congress and then spoiled various attempts at resurrecting his reputation, all through his uncontrolled habit of using social media and texts to send explicit images to women.

It also cost him his marriage: His estranged wife, Huma Abedin, a top aide to Mrs. Clinton, filed for divorce from Mr. Weiner on Friday in New York, according to two people with knowledge of the action.

“I engaged in obscene communications with this teenager,” Mr. Weiner said, his voice high and shaky, and his body trembling. Those communications “included sharing explicit images and encouraging her to engage in sexually explicit conduct,” just as he had done with adult women, he said.

Mr. Weiner, 52, will have to register as a sex offender where he works and lives, and he may face a prison term. He pleaded guilty to transferring obscene material to a minor, which carries a sentence of up to 10 years in prison.

Federal prosecutors said in the plea agreement that a sentence in the range of 21 to 27 months would be “fair and appropriate.” Mr. Weiner is to be sentenced on Sept. 8 in Federal District Court in Manhattan.

Mr. Weiner was led into the courtroom for the brief hearing wearing a slim navy suit with a white shirt and maroon tie; a wedding band could be seen on his left hand. He sat quietly between his lawyers, exchanging whispers with one, Arlo Devlin-Brown, and an occasional smile.

But Mr. Weiner quickly dissolved into tears as he read from a written statement when the judge, Loretta A. Preska, asked that he describe what he had done.

“I’ve given this some thought,” he told her.

As he paused to brace himself, Mr. Devlin-Brown placed a hand on his lower back to comfort him and a courtroom worker brought over a box of tissues.

Mr. Weiner told Judge Preska that from the time he was in Congress through the first half of last year, “I’ve compulsively sought attention from women who contacted me on social media, and I engaged with many of them in both sexual and nonsexual conversation.”

“These destructive impulses brought great devastation to my family and friends, and destroyed my life’s dream in public service,” he said. “Yet I remained in denial even as the world around me fell apart.”

Reports of the federal investigation surfaced in September after DailyMail.com reported that Mr. Weiner had engaged in an online relationship with the girl, which included explicit messages sent over social media and suggestive texts.

It was during the investigation that the F.B.I. seized Mr. Weiner’s electronic devices, including a laptop on which agents found a trove of emails to Ms. Abedin. That discovery led to the surprise announcement in late October by James B. Comey, then the F.B.I. director, that the bureau was conducting a new investigation into Mrs. Clinton’s handling of official email, an inquiry that ended two days before the election, with no charges brought. Mrs. Clinton recently attributed her election loss in part to Mr. Comey’s announcement.

After the guilty plea, Joon H. Kim, the acting United States attorney in Manhattan, said, “Weiner’s conduct was not only reprehensible but a federal crime, one for which he is now convicted and will be sentenced.”

Mr. Devlin-Brown said that his client had “accepted full responsibility” for his conduct, and that the resolution was “on terms far less severe than could have been sought.” He said Mr. Weiner would have no further comment and “remains focused on his recovery.”

As Judge Preska informed Mr. Weiner of his rights during the hearing, he stood with his hands together before him, listening intently. When the judge asked if he was pleading guilty because he was guilty, he responded directly, “I am guilty, your honor.”

Mr. Weiner told the court that in January 2016, he was contacted by — and began exchanging online messages with — “a stranger who said that she was a high school student, and who I understood to be 15 years old.”

“I knew this was as morally wrong as it was unlawful,” he added.

Mr. Weiner, choking up and rubbing his forehead, said that last fall he “came to grips for the first time with the depths of my sickness.”

“I — I had hit bottom,” he said. “Through treatment I found the courage to take a moral inventory of my defects.” He said he began a program of recovery and mental health treatment that he was continuing.

“I accept full responsibility for my conduct,” he told Judge Preska. “I have a sickness, but I do not have an excuse.”

Mr. Weiner said he had apologized to those he had hurt, including the teenage girl “whom I mistreated so badly, and I am committed to making amends to all those I have harmed.”

Mr. Weiner was forced to resign from Congress, where he represented parts of Queens and Brooklyn, in June 2011, not long after an explicit picture, sent from his Twitter account, became public. Mr. Weiner initially claimed that his account had been hacked but eventually admitted that he had lied and that he had sent the image and had inappropriate online exchanges with at least six other women.

An effort to resurrect his career progressed in 2013 as he began his candidacy for mayor of New York. But that, too, collapsed after the emergence of additional explicit online messages.

Mr. Weiner’s marriage to Ms. Abedin fell apart after new suggestive text messages surfaced in August, including one with an image of Mr. Weiner’s crotch as he lay next to the couple’s son, who was 4.

After the hearing, Mr. Weiner silently left the courthouse with his lawyers, ignoring a crowd of reporters and photographers as he stepped into a black Nissan and was driven away.Anthony Weiner to Plead Guilty to Resolve ‘Sexting’ Inquiry


By BENJAMIN WEISER and WILLIAM K. RASHBAUMMAY 19, 201

Anthony D. Weiner, the former Democratic congressman whose “sexting” scandals ended his political career and embroiled him in a tumultuous F.B.I. investigation of Hillary Clinton before the election, is to appear in a federal courtroom in Manhattan on Friday to enter a guilty plea.

The information has not been made public but was related by two people who have been briefed on the matter and asked not to be identified.

Mr. Weiner will plead guilty to a single charge of transferring obscene material to a minor, pursuant to a plea agreement with the United States attorney’s office in Manhattan, one of the people said. Mr. Weiner surrendered to the F.B.I. early Friday morning.

The federal authorities have been investigating reports that, beginning in January 2016, Mr. Weiner, then 51, exchanged sexually explicit messages with a 15-year-old girl in North Carolina.

The plea covers conduct by Mr. Weiner from January through March of last year, the person said. A likely result of the plea is that Mr. Weiner would end up as a registered sex offender, although a final determination has yet to be made, the person added.

The charge carries a potential sentence of between zero and 10 years in prison, meaning Mr. Weiner could avoid prison. The ultimate sentence would be determined by a judge.

Reports of the federal investigation surfaced in September after a British newspaper, The Daily Mail, reported that Mr. Weiner had engaged in an online relationship with the girl, which included explicit messages sent over social media and suggestive texts.

It was during the investigation that the F.B.I. seized Mr. Weiner’s electronic devices, including a laptop computer on which agents found a trove of emails to his estranged wife, Huma Abedin, a top aide to Mrs. Clinton. That discovery led to the surprise announcement in late October by James B. Comey, then the F.B.I. director, that the bureau was conducting a new investigation into Mrs. Clinton’s handling of official email, an inquiry that ended two days before the election, with no charges brought.

Mrs. Clinton recently attributed her election loss in part to Mr. Comey’s announcement.

A defendant’s decision to plead guilty, of course, is subject to change at the last minute. A representative of the United States attorney’s office in Manhattan had no comment on the case.

The Daily Mail article said that Mr. Weiner began exchanging messages with the girl when she was a high school sophomore and that the messages indicated that Mr. Weiner knew that she was underage.

The newspaper, which did not identify the girl, said she did not want to press charges “because she believes her relationship with Weiner was consensual.” The paper said that she and her father agreed to be interviewed “out of concern that Weiner may be sexting with other underage girls.”

Mr. Weiner was forced to resign from Congress, where he represented parts of Queens and Brooklyn, in June 2011, not long after an explicit picture, sent from his Twitter account, became public. Mr. Weiner initially claimed that his account had been hacked but eventually admitted that he had lied and that he had sent the image and had inappropriate online exchanges with at least six other women.

An effort to resurrect his career progressed in 2013 as he began his candidacy for mayor of New York. But that, too, collapsed after the emergence of additional explicit online messages.

Mr. Weiner’s marriage to Ms. Abedin fell apart after new suggestive text messages surfaced in August, including one with an image of Mr. Weiner’s crotch as he lay next to the couple’s son, who was 4.

How the Politically Connected Control the New York Court System

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Judge Joan Kenney

How the politically connected control the New York court system



Geoffrey Wright
Manhattan lawyers knew Judge Joan Kenney was “confrontational,” “abusive” and “outright nasty” — and said so on a judge-ranking Web site, The Robing Room.
One fed-up attorney went further, complaining to the state Commission on Judicial Conduct that she was “rude” and failed to display “judicial temperament” during a settlement conference.
The city Bar Association publicly branded her with a damning “Not Approved” rating in 2010, saying she failed “to affirmatively demonstrate the requisite qualifications” to sit in judgment of others.
And last year, she was “universally not respected” by a Democratic screening committee that blocked her bid to run for a seat on the state Supreme Court, a panel member told The Post.
But none of the red flags affected her seat on the bench — or even her 2009 promotion to acting Supreme Court justice, for which she scored her first annual renewal just two months after being deemed unfit by the Bar Association.
That all ended on May 9, when Kenney showed up to court an hour late and disheveled, then erupted in fury at reporters taking notes in the public gallery.
“You can’t write everything I say. I think out loud,” she ordered. “In this courtroom, I’m the boss.”
She was demoted to handling lesser matters in Manhattan Civil Court — to which she was elected in 2000 and 2010 — and her conduct cost her the $13,600-a-year salary differential between the two jobs.
It also shone a light on the political machinations that turn lawyers into judges in the Big Apple, where the road to the bench has long been shadowed by suspicions that corrupt pols were putting unqualified hacks on the bench.
“There’s bad apples in any industry, and everybody knows who those judges are. There are several names you can say and the whole room will groan,” said high-profile Manhattan lawyer Elizabeth Eilender, who represented Atlanta Hawks hoopster Thabo Sefolosha in a false-arrest suit against the NYPD. “Even when outrageous behavior is brought to the state’s Commission on Judicial Conduct, nothing gets done. It’s not until the press shines a bright spotlight on this type of conduct that anything is done.”
New York City has more than 400 judges who are selected locally, according to the state Office of Court Administration.
Voters choose the judges for the Supreme, Surrogate’s and Civil courts, while the mayor appoints judges to the Family and Criminal courts and also fills interim vacancies in Civil Court.
For the elected judgeships, candidates must win nomination through a primary election, except for Supreme Court, where candidates are chosen through a judicial nominating convention.
But given the Democratic Party’s overwhelming dominance in every borough except Staten Island, “the ‘election’ of a judge is often determined de facto at the nomination stage,” according to a 2014 guide by the city Bar Association. “Political considerations, including a history of political party activity, contributions to political party organizations and acquaintance with political party officials, may influence the selection process to varying degrees,” the report notes.
That influence has been an issue since the at least the 1800s, when a crisis of confidence in the legal system led voters to amend the state Constitution in 1869 and ratify the election of judges, who at the time were all appointed to the bench.
The change helped sweep from power William “Boss” Tweed’s nakedly corrupt Tammany Hall political machine, with the bloody “Orange Riot” leading to its virtual destruction in the election of 1871.
But any hope that politics no longer corrupted the selection of city judges was irreparably dashed by the mid-2000s scandal that brought down Brooklyn Democratic boss and longtime Assemblyman Clarence Norman for extorting $10,000 from a judicial candidate.
During a 2007 trial — one of three at which Norman was convicted of crooked schemes — former Brooklyn Civil Court Judge Karen Yellen told jurors how the “King of Brooklyn” put the screws to her campaign manager, Scott Levenson, while negotiating his party’s endorsement of her re-election bid.
The deal included a $1,000 donation to the campaign of a Norman political ally, then-Assemblywoman Adele Cohen, and $9,000 to crony William Boone for a get-out-the-vote operation.
“Ultimately, the words he used were, ‘We will dump her,’ ” Yellen testified about the July 2002 shakedown inside Brooklyn’s Democratic Party headquarters on Court Street.
“He was very angry. It was very, very unpleasant. He rose up out of his seat, leaned across the desk and was in Scott’s face.
“I know I was shocked because the way it was done was not the way one expects it to happen — unprofessional and astonishing,” she added.
Yellen broke down in tears while describing the ultimate results of the 2002 Democratic primary. “I lost,” she said. “And I was out of a job.”
But she admitted forking over $9,000 a day after the defeat — in the vain hope it would help buy her another seat on the bench.
“I thought that possibly I could go up to the Supreme Court,” she said. “That I could get the nomination from the party if I paid the monies that were demanded of me, that I could save my career.”
Norman wound up serving nearly four years in the slammer for shaking down Yellen, soliciting illegal contributions from a lobbyist and stealing $5,000 in campaign funds, before being paroled in 2011. He and Yellen both declined to comment.
Kenney’s since-rescinded promotion to acting Supreme Court justice illustrates another way politics can affect the makeup of the city’s judiciary, sources said. While the number of Supreme Court seats in each judicial district is fixed by the state Constitution, the demands of an ever-increasing caseload has led court administrators to elevate certain lower-court judges to fill the gap.
Currently, 143 — or nearly half — of the city’s 294 Supreme Court justices are there by virtue of appointment by the chief administrative judge, in consultation with other court officials.
“The most important factor in making these appointments is ability to handle Supreme Court cases, but seniority is also a factor,” Chief Administrative Judge Lawrence Marks said.
Getting appointed an acting Supreme Court justice is considered “a plum,” said one court insider, who added, “It’s a much more prestigious position and a lot less work.”
“Some people get acting Supreme because they’re producers. Others get it because of support from the county [political] leaders,” the source said. “There’s political grease with 50 to 60 percent of them . . . Unless you do something bad, they don’t take it away from you.”
And while demotions are rare, Kenney’s was actually preceded earlier this year by the even-harsher punishment imposed on Manhattan Civil Court Judge Geoffrey Wright, who was bounced from Manhattan Supreme Court to Queens Family Court. Sources said it was for repeatedly clashing with Manhattan prosecutors, including cursing one out in open court.
The humiliating move followed an official complaint from Manhattan District Attorney Cyrus Vance Jr., sources said at the time.
Neither Kenney nor Wright responded to a request for comment.
Wright — son of the late judge known as “Cut ‘Em Loose Bruce” Wright — is the brother of former Harlem Assemblyman Keith Wright, chairman of the Manhattan Democratic Party.
Last year, The Post revealed that Keith Wright had alienated some party members by pushing for an endorsement of his brother’s law clerk, Phaedra Perry, to run for a Civil Court judgeship.
Perry won the backing of the party’s Executive Committee at a closed-door meeting last month, a source said. Geoffrey Wright is also up for re-election this year, and — despite his recent humbling — is all but guaranteed re-election due to his brother’s influence, said longtime judicial-convention delegate Alan Flacks.
“No one’s allowed to run against him. Keith Wright wants his brother re-elected. There is a panel of one up there, and it’s called the Keith Wright selection panel,” Flacks said.
“What black lawyer in Harlem will run against the county leader’s brother? No one.”
For decades, reformers have been calling for the elimination of judicial elections and creation of an independent “merit-based” selection system involving screening panels composed of lawyers and nonlawyers who don’t hold any other public offices.
“A process which relies on political connections may not sufficiently emphasize the importance of character and integrity, and the extensive political ties of those judges chosen by such a process may additionally make them more susceptible to requests for favors from the political leaders who helped elect them,” according to a 2003 report by a task force of the city Bar Association.
The report cited a 1992 study by the Fund for Modern Courts that examined judicial-misconduct cases dating back 15 years and found that seven of 181 elected city judges were convicted of a crime, removed from office or otherwise publicly sanctioned, compared with just one of 188 appointed judges.
The Bar Association also slammed the naming of acting Supreme Court justices, saying they’re “effectively chosen by an official with limited political visibility, through a process which makes no use of an insulating, independent selection committee.”
It called for ending those appointments in favor of establishing “an adequate number of regular Supreme Court judges,” with court officials agreeing until then not to elevate any judge who “has been found not qualified by this association or any comparable group.”
Retired Appellate Division Justice David Saxe, now a partner at the Morrison Cohen law firm, offered a bleak assessment.
“Our state court system in New York is absolutely insane,” he told The Post. “It has enabled political people to control the courts, and they don’t want to give it up — so it’s very hard to get legitimate change that would be beneficial to the public.

Whistleblower John Tipaldo Wins His Case Against the NYC Department of Transportation, 20 Years After Blowing The Whistle

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John Tipaldo

Court rules acting in good faith key to whistleblower protection
NYSSBA
On Board Online • November 16, 2015

After becoming aware of alleged bidding irregularities in the New York City Department of Transportation (DOT), an employee notified his immediate supervisors and the Department’s Inspector General. Should the employee be protected under the state’s Civil Service whistleblower law from adverse job actions, even though he failed to first inform the official “appointing authority” as specified in the law?

Yes, according to the state’s highest court, the Court of Appeals, in Tipaldo v. Lynn.

The reason? The appointing authorities and the alleged wrongdoers were one and the same, and the actions of the employee, John Tipaldo, demonstrated good faith compliance with the law.

Tipaldo worked as DOT’s Acting Assistant Commissioner for Planning and Engineering. He discovered an alleged scheme by his then-superiors (Transportation Commissioner Christopher Lynn and First Deputy Commissioner Richard Malchow) by which a signage contract was to be awarded to Lynn’s acquaintance in violation of the city’s public bidding rules.

After an order was placed for the signs from Lynn’s acquaintance, a meeting was held informing DOT employees, including Tipaldo, that the signs had been purchased. The legality of the process was questioned by Tipaldo and other employees, and the DOT employees who were required to authorize the purchase refused to sign the authorization for the purchase. According to the court, the next day, Lynn and Malchow solicited bids from the public and after the delivery and installment of the signs, the DOT received lower bids as compared to the amount paid to Lynn’s acquaintance. Then Lynn and Malchow allegedly created a backdated memorandum indicating that the need for the signs was “urgent” and that the order must be placed immediately, rather than proceed through bidding.

Tipaldo informed his immediate supervisors about the alleged misconduct and, one or two business days later, reported the alleged improper actions to the DOT Office of the Inspector General. Tipaldo claimed that shortly after that, various retaliatory actions were taken against him by Lynn and Malchow. He was eventually removed from his position and demoted.

Tipaldo commenced a whistleblower action pursuant to Civil Service Law Section 75-b. Pursuant to that law, adverse action must not be taken against a public employee because the employee discloses to a governmental body information which he or she “reasonably believes to be true and reasonably believes constitutes an improper governmental action.” However, prior to the reporting, the employee must make “a good faith effort to provide the appointing authority or his or her designee the information to be disclosed and shall provide the appointing authority or designee a reasonable time to take appropriate action unless there is imminent and serious danger to public health or safety.” This requirement gives the employer the opportunity to end the violations prior to disclosing misconduct to an outside agency.

The defendants sought to dismiss the case, arguing that Tipaldo failed to comply with the statute by not reporting the alleged wrongful actions to the appointing authority (Lynn and Malchow) before contacting the Office of the Inspector General.

A state Supreme Court judge granted defendants motion and dismissed the complaint, but the Appellate Division reversed on appeal. The Appellate Division found that “plaintiff’s good-faith efforts in the manner and timing of his reporting, first informally to his immediate supervisors, and then soon thereafter to the [DOI], satisfactorily met the requirements” of the Civil Service Law.

The Court of Appeals agreed with the Appellate Division. It determined that because the appointing authorities in the specific case were actually Lynn and Malchow, the plaintiff “understandably did not report their alleged misconduct to them.” The court noted, “Lynn and Malchow would not likely have been receptive to plaintiff’s complaints or reported themselves to the Department of Investigation.” The court found that Tipaldo’s actions demonstrated good faith compliance with the Civil Service Law.

Although this case does not involve school district employees, the court’s decision applies to all public employees and thus school districts will be affected by this ruling.

Editor’s Note: A legislative bill (A.7951/S.4628) which passed both houses during the last legislative session would eliminate the requirement for a whistleblower to first report to the appointing authority. NYSSBA opposed the bill because such notification provides school districts and other public employers with the opportunity to make corrections and avoid unnecessary litigation. The bill has not yet been delivered to the governor.


John TIPALDO, Respondent, v. Christopher LYNN, & c., et al., Appellants.

New York court orders reinstatement of whistleblower

By on September 2, 2010Posted in Government Whistleblowers

A New York State appellate court has ordered the New York City Department of Transportation to reinstate whistleblower John Tipaldo. When Tipaldo reported that his superiors violated bidding rules, he was demoted from his position as Acting Assistant Commissioner for Planning. That was in 1996. In 2006, the trial court granted the City summary judgment on grounds that Tipaldo had not made a formal report of the bidding violations to the "appointing authority." The appellate court reversed in 2008 holding that Tipaldo’s report to the Department of Investigations was appropriate when the "appointing authority" was the person engaged in the violations. Tipaldo v. Lynn, 48 AD3d 361. The appellate court held that since there was no dispute about the retaliatory demotion, the case would be remanded only for a determination of damages and remedies. On the second appeal, the court held that Tipaldo was entitled to interest on his back pay, thereby increasing his award from $175,000 to $662,721. The appellate court awarded the interest even though the state’s statute did not make any explicit provision for interest. The state statute has "the goal of remediating adverse employment actions which, if allowed, would undermine an important public policy, that is, encouraging public employees to expose fraud, waste and other squandering of the public fisc." Tipaldo had hired an expert to compute the interest and the City did not. The court also held that Tipaldo was entitled to reinstatement even though he had declined promotions offered after his demotion. The court said that his corroborated fear of retaliation made his decisions reasonable so that he could still receive reinstatement as part of the court’s order. It took Tipaldo 14 years, and two trips to the court of appeals to get justice. This is an example of how public officials, when challenged by the integrity of a whistleblower, will waste unlimited public resources to delay justice. This might be a good time for New York’s legislature to consider improving its whistleblower law to provide for general and punitive damages, interest, expert fees, attorney fees and jury trials. The case is Tipaldo v. Lynn, Thank you to the New York Public Personnel Law blog for alerting me to this decision.

Whistleblower wins more than $1M in lawsuit over demotion

, NY POST, 6/17/17

A whistleblower triumphed in a 20-year battle with City Hall, winning more than $1 million to compensate for a pay cut and demotion he suffered after reporting corruption.
As a Department of Transportation official under Mayor Rudy Giuliani in 1996, John Tipaldo alerted authorities to a plan by his bosses — DOT Commissioner Christopher Lynn and first deputy Richard Malchow — to award a contract to make 100 “Don’t Honk” signs to Lynn’s buddy.
The two officials tried to cover their tracks after awarding the contract by publishing a notice seeking public bids. They also issued a memo claiming an urgent need for the signs required bypassing normal bidding rules, a probe confirmed.
After Tipaldo tipped off the city Department of Investigation, Lynn and Malchow set out to destroy his career, the DOI confirmed.
While Tipaldo was due a promotion to assistant commissioner, the duo bad-mouthed his job performance and demoted him, slashing his salary by $25,000 a year.
Tipaldo sued. While the DOI found him the victim of retaliation, city lawyers argued that the whistleblower law required him to report wrongdoing to his bosses — the same guys engaged in the scam.
“This is an example of how public officials, when challenged by the integrity of a whistleblower, will waste unlimited public resources to delay justice,” the National Whistleblower Center said in 2010, when an appellate court found in Tipaldo’s favor.
The appellate judges ruled Tipaldo deserved a raise, back pay for salary he would have received if he hadn’t fingered Lynn and Malchow — plus 9 percent a year in interest.
But it wasn’t over yet. The city Law Department appealed to the Court of Appeals, the last resort in New York. In 2015, the high court unanimously upheld Tipaldo’s win.
The city finally is paying off its debt to Tipaldo, now a DOT assistant commissioner, in installments.
Last fiscal year, he was NYC’s highest-paid employee, collecting $672,700, including his $176,700 salary, records show.
“It started out by screwing him out of a raise of $25,000 a year. It wound up costing them over $1 million, plus the time and effort of the Law Department for over 20 years,” a source remarked.
“This case has a complicated procedural history, including multiple appeals, that prolonged the litigation,” said Law Department spokesman Nick Paolucci.
Lynn, who insisted his pal “Vinnie” was the only person who could do the sign job, left the DOT in 1997 after the probe concluded he violated procurement rules.
Reached last week, he said he did “nothing illegal or immoral.” and questioned whether Tipaldo deserved the big award.
Tipaldo and his lawyer, Lewis Rosenberg, declined to comment.

Ricardo Morales, Top Deputy at DCAS, Claims He Was Fired For Complaining About City Hall and de Blasio Campaign Donor

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New York City Mayor Bill De Blasio

De Blasio says axing city official who lifted deed restriction on NYC nursing home wasn’t his decision

De Blasio official axed over probe says it was to warn others to keep quiet

Top official claims he was axed for complaining about City Hall's ‘inappropriate involvement’ with de Blasio donor
Harendra Singh
A top city deputy commissioner says he was fired because he complained that City Hall inappropriately intervened on behalf of a major campaign donor to Mayor de Blasio who owed nearly $750,000 in back rent on his Queens restaurant, the Daily News has learned.
Ricardo Morales
Ricardo Morales was a top deputy at the Department of Citywide Administrative Services, the agency that was pushing the donor, Harendra Singh, to cough up the loot.

And records show Singh raised $24,000 for de Blasio and held two fund-raisers for the mayor at his Long Island City restaurant, Water’s Edge. He failed to bill de Blasio’s campaign for hosting the fund-raisers, The News found.

Records reviewed by The News also show one of de Blasio’s top aides directly intervened on Singh’s behalf while he was trying to get out of paying what he owed.

Morales was a key figure at the Department of Citywide Administrative Services (DCAS) assigned to deal with Singh, who owed $747,000 in back rent on his restaurant’s lease, records show. The restaurant is on city land.

Morales was fired Feb. 24, hours after de Blasio was interviewed by federal prosecutors in their investigation of the mayor’s fund-raising tactics.

Morales’ attorney, Robert Kraus of Kraus & Zuchlewski, quietly filed a notice of claim in May that he intends to sue the city. “Ricardo Morales was fired for objecting to the pay-to-play culture that surrounded City Hall’s dealings with Harendra Singh,” Kraus said.

“City Hall punished Ricardo in a completely unprecedented manner because he refused to give in to that culture.”

A City Hall spokesman denied any wrongdoing.

“Members of this administration have acted appropriately and there’s never been a credible suggestion or shred of evidence to the contrary,” said spokesman Eric Phillips.

Morales says he was fired “because he reported violations of the NYC Charter’s conflict-of-interest rules as they pertained to City Hall’s inappropriate involvement in negotiating a complex real estate transaction and accompanying litigation” involving Singh and Water’s Edge. He specifically noted that the Water’s Edge owner was a “politically connected donor.”

Morales, then DCAS’ deputy commissioner for asset management, was also involved in the waiver of a deed restriction that allowed a nursing home owner to sell a Lower East Side building to a luxury condo developer.

In his notice of claim, Morales says his firing was also because he “objected to City Hall’s lack of truthfulness regarding the lifting of deed restrictions” on the lot and unspecified violations of City Charter rules.

In March, acting Manhattan U.S. Attorney Joon Kim closed a yearlong investigation of de Blasio without bringing charges, but he made a point of stating that de Blasio and his aides had intervened on behalf of some of his donors. The donors weren’t named, but one of them is Singh, according to sources familiar with that investigation.

In 2014, DCAS officials, including Morales, started going after Singh for back rent. At the time, the restaurateur was well-known to Team de Blasio.

In 2011 and 2013, Singh held two fund-raisers for de Blasio at Water’s Edge — but he didn’t send the campaign a bill. He also bundled more than $24,000 in campaign checks for the mayor. In early 2014, Singh was placed on an elite list of de Blasio donors being considered for political appointments. The list, obtained by The News, shows Singh was up for a slot on the Mayor’s Fund for the City of New York and a committee to lure the Democratic convention to Brooklyn.

The document related to the potential appointments makes clear that even as they considered awarding him these plum assignments, de Blasio’s team was aware there were issues with him. Under “confidential notes,” the document notes Singh had an unspecified “vetting issue.” The document states that city Director of Intergovernmental Affairs Emma Wolfe had listed Singh as a “maybe,” and suggested calling another City Hall employee in another city agency regarding “r/flags” on Singh.

For two years, de Blasio’s campaign hadn’t paid the $2,615 bill owed for the two Water’s Edge fund-raisers.

Then in December 2014, the city Campaign Finance Board began auditing de Blasio’s campaign. It demanded documentation showing that the mayor had paid for the Water’s Edge events.

In a Feb. 19, 2015, email, on the day the documents were due to the Campaign Finance Board, de Blasio campaign staffer Sam Nagourney asked Singh for invoices. Emails show Singh ordered restaurant staffers to “please take care of this today.”

Records show Water’s Edge then provided invoices but it appears they were created long after the events.

DOJ Urges Court To Block Rights For LGBT Employees

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Unsolicited Opinion: The Department of Justice Files Brief Urging Court to Block Rights for LGBT Employees



Thanks to the Twitter habit of Donald Trump and those on his White House team, the public has been treated to a number of disturbing exchanges in which they spew accusations, threats, and other attacks against one another, as well as on members of the other two branches of government. (After you’ve ensured that no children are looking over your shoulder, you can view the most recent example of this infighting.) But below the radar, the Executive Branch is engaging in the same type of infighting—on issues that matter and have the potential to harm LGB people across the country.

Attorney General Jeff Sessions filed an unsolicited brief in Zarda v. Altitude Express, Inc., a case pending before the U.S. Court of Appeals for the Second Circuit, which raises the question whether Title VII’s ban on sex discrimination encompasses a ban on sexual orientation discrimination. By arguing that Title VII permits employers to discriminate against employees because they love or enter sexual relationships with people of the same sex, the Department of Justice broke with the Equal Employment Opportunity Commission (EEOC), the attorneys general of Connecticut, New York, and Vermont, and dozens of major corporations.

As we argue, here, the DOJ’s position in Zarda is not only morally repugnant but also analytically weak. Moreover, by filing a brief that urges the opposite conclusion of that urged in a separate brief by the EEOC, a federal agency charged with enforcing federal anti-discrimination, the federal government is bizarrely at war with itself, a fight that undermines the authority of the Executive Branch to enforce federal anti-discrimination laws, a harm that will outlast this attorney general.
Zarda v. Altitude Express, Inc.

This case was brought by Donald Zarda, who alleges he was fired from his job as a skydiving instructor because he is gay, in violation of Title VII of the Civil Rights Act of 1964, the nation’s main federal anti-discrimination law.

The firing seems to have arisen from a customer complaint. Rosanna Orellana and her boyfriend David Kengle purchased tandem skydives, in which a customer is tied to an instructor who takes responsibility for deploying the parachute. Zarda was the instructor assigned to help with Rosanna’s jump. He informed her that he was gay and had recently broken up with a boyfriend; he said that he would often reveal his sexual orientation to clients, particularly to women who were accompanied by a husband or boyfriend who might be jealous when another man was tightly strapped to her for the jump.

Kengle only learned later about Zarda’s disclosure to his girlfriend, but, when he did, he called the company to complain about Zarda’s behavior. Zarda was then fired. The parties make different claims about what motivated Zarda’s firing—facts that would get hashed out only if summary judgment is reversed and the case is sent back for trial. The employer claims that summary judgment is appropriate because even if Zarda was fired because of his sexual orientation, that does not violate Title VII.

The trial court granted summary judgment to the employer, Skydive Long Island, on Zarda’s Title VII claim on the theory that the statute does not protect against sexual orientation discrimination. On appeal, a three-judge panel of the Second Circuit was sympathetic to Zarda’s Title VII claim, but held that it was bound by prior opinions in the circuit that could only be overturned by an en banc panel. The Second Circuit did agree to rehear the case en banc, and that is the stage at which both the EEOC and the DOJ filed friend-of-the-court briefs—urging opposite conclusions.
A Recurring Question: Is Sexual Orientation Discrimination Sex Discrimination?

Zarda is certainly not the first case to raise this question. It has been raised periodically for decades, but as the understanding of sex and gender has evolved, many courts have taken a fresh look in recent years.

Title VII prohibits employers with at least fifteen employees from discriminating on the basis of race, color, religion, sex, or national origin. Sexual orientation is not on the list—nor would one to expect it to be specifically identified in a statute drafted when that term was not routinely used. But courts early on were asked to treat claims of sexual orientation discrimination as a form of sex discrimination.

Even in the earliest cases, the argument being made was logical and straightforward: Men should not be discriminated against for being attracted to men, when women are not punished for the same thing, and vice versa. But courts engaged in only the most superficial analysis in these cases and rejected the claim. Sex discrimination occurs when an employer discriminates “against women because they are women and men because they are men,” the Seventh Circuit wrote, simplistically, in Ulane v. Eastern Airlines, Inc. (1984).

Other courts rely on the lack of congressional intent to protect gays and lesbians from employment discrimination at the time Title VII was enacted. That is probably a correct understanding, but Congress probably did not contemplate many of the things we have come to understand as clear examples of sex discrimination, such as charging women more for employer-provided retirement benefits because they are actuarially likely to outlive men or discriminating only against women with preschool age children. Our understanding of sex discrimination has evolved incrementally as courts, especially the Supreme Court, have considered different theories and manifestations of discrimination.

During the decades when federal courts were simply unwilling to interpret Title VII in a way that protected LGBT employees, some stop-gap measures were put in place, including Bill Clinton’s executive order banning sexual orientation discrimination in the civilian federal workforce and Barack Obama’s revocation of the Don’t Ask, Don’t Tell policy that kept gays and lesbians from serving openly in the military. Meanwhile, bills to amend Title VII to add express protection against sexual orientation discrimination were introduced in one congressional session after another, never to become law.

But while Congress was busily not amending Title VII on this point, the Supreme Court was issuing opinions that radically transformed our understanding of sex discrimination. First, in Price Waterhouse v. Hopkins (1989), the Supreme Court ruled that reliance on sex-role stereotyping can be an actionable form of employment discrimination. A woman who was denied partnership in an accounting firm for being insufficiently feminine in her dress and manner of communication suffered sex discrimination. This launched sex stereotyping as an actionable type of sex discrimination. This case was used by effeminate gay men and masculine lesbian women who claimed, often successfully, that the hostility and adversity they experienced was sex, rather than sexual orientation, discrimination.

Second, in Oncale v. Sundowner Services (1998), the Court held that same-sex harassment could be actionable under Title VII as long as the plaintiff had some proof that the conduct was undertaken “because of sex.” Among other ways of satisfying this requirement, a plaintiff can show that the harassment was designed to police gender roles or that it was motivated by homosexual desire. This ruling reinforced the emphasis on stereotyping and supported claims for gender-targeted bullying.

Armed with these instructive precedents, lower federal courts have begun to reconsider their initial reactions to sexual orientation discrimination claims. The re-examination was also propelled by a 2015 EEOC ruling, in which it held, as a matter of agency interpretation, that discrimination against a man because he was gay constituted a form of actionable sex discrimination. The EEOC’s ruling depended on its view that “[d]iscrimination on the basis of sexual orientation is premised on sex-based preferences, assumptions, expectations, stereotypes, or norms.” There is no way to understand this type of discrimination, the ruling reasons, without reference to a person’s sex.

After the EEOC ruling, several federal district courts reached the same conclusion. (Discussion of some of those cases can be found here and here.) Even more notably, the U.S. Court of Appeals for the Seventh Circuit recently issued an en banc ruling, in which it held that sexual orientation discrimination is sex discrimination under Title VII. Chief Judge Diane Wood began with the observation that while a court cannot add a word to a statute (i.e., it cannot make the words “sexual orientation” magically appear in Title VII), it can interpret the words already there, including “sex.” The court also avoided the red-herring arguments that Congress’s attempt to amend the statute proves that it did not already cover sexual orientation discrimination—or that Congress clearly did not want the statute to cover such discrimination. A legislative body’s failure to adopt a law could mean any number of things—including two things that are diametrically opposed. Congress might not have amended Title VII because it thought the coverage already existed, or it might not have amended because it did not want that coverage. There is no way to know which, if either, of these explanations is correct.

Rather than reading tea leaves, a notoriously unsound method of statutory interpretation, the Seventh Circuit focused on the Supreme Court’s rulings in Oncale and Price Waterhouse. In Oncale, Justice Scalia explained that courts are charged with interpreting words in the statute and prohibiting any type of discrimination “that meets the statutory criteria.”

The meaning of “sex” discrimination, the Hively court concluded, clearly applies to sexual orientation discrimination. First, sexual orientation discrimination, at its core, punishes a woman for being attracted to another woman, when it would not punish a man for being attracted to a woman. This “tried-and-true comparative method” shows the significance of the plaintiff’s sex to the employer’s decision. Second, the court drew on Loving v. Virginia, in which the Supreme Court struck down Virginia’s interracial marriage ban and rejected the state’s “equal application” theory of neutrality. Relevant to the question of sexual orientation discrimination, the Hively court cited Loving for the proposition that “[i]t is now accepted that a person who is discriminated against because of the protected characteristic of one with whom she associates is actually being disadvantaged because of her own traits.”
DOJ’s Brief in Zarda v. Atlantic Express

The opinions discussed above should make clear that discrimination against gays, lesbians, and bisexuals in the workplace is a form of sex discrimination. Yet, the Department of Justice took the position that an employee’s sexual orientation is unrelated to his sex. And it did so in a routine case, in which its views were not solicited, and in which the EEOC had already filed a brief arguing to the contrary.

The simple fact that DOJ filed this brief, under these circumstances, is remarkable. Not only does DOJ urge a different conclusion than the EEOC, it argues that the EEOC’s opinion should be ignored and given no deference. This, too, is remarkable in that the EEOC is the agency charged with enforcing federal anti-discrimination laws and has far greater expertise in employment discrimination law than DOJ, which deals only with a narrow slice of such cases. This attack on the EEOC can only undermine its power in future cases. In other words, Attorney General Sessions’s commitment to throwing LGBT individuals under the bus is so strong that he is willing to undermine his own branch’s power in future cases. DOJ’s brief warns that the “EEOC is not speaking for the United States.” If this is how Executive Branch officials treat sister agencies in writing, just imagine what conversations must be like behind closed doors.

Beyond the odd circumstances of the filing, though, is the odd substance of the brief. It recycles a series of bad arguments might have been persuasive to a court in the 1970s, hearing for the first time a claim of “gay rights.” But in 2017, more sophistication is required.

The DOJ brief first argues that Title VII’s ban on sex discrimination is not violated unless an employer treats men and women unequally. This is not untrue, but it doesn’t prove the result for which DOJ argues. A simple hypothetical reveals the Trump Administration’s error. If an employer fires a female worker because she has relationships with other women, that employee is mistreated because of her sex. She would not have been wronged by her employer if her intimate partners were solely men. In other words, sex was the dispositive factor when her employer decided to unjustifiably terminate her employment.

The DOJ brief also argues that Title VII should be read to exclude sexual orientation discrimination because “until recently” that is what courts had held. But given the significance of the recent, game-changing U.S. Supreme Court decisions, the opposite is probably a better argument. The early cases, as discussed above, were uniform in their superficial treatment of the question before them—and their unwillingness to engage with argument about the nature of sexual orientation discrimination. More recent cases dug deeper, took a more nuanced view of sex and gender, took account of highly relevant Supreme Court precedents and drew a well-supported conclusion that sexual orientation discrimination is, by its nature, sex discrimination. DOJ should not be persuaded by those thin, early opinions any more than it should cite the early sexual harassment cases in which courts said that the only way to avoid sexual harassment would be to hire only asexual employees or that rape did not become actionable discrimination just because it occurred in an office rather than a back alley.

The DOJ brief then makes two spectacularly bad arguments about the meaning of congressional action. First, it argues that because Congress has amended Title VII since courts decided that sexual orientation discrimination was not covered, Congress is presumed to have ratified that understanding of the statute. The brief points to the amendments contained in the Pregnancy Discrimination Act (PDA) of 1978 and those contained in the Civil Rights Act (CRA) of 1991. This argument makes no sense given that neither of these acts would reasonably have addressed the issue of sexual orientation discrimination; it is thus inappropriate to draw any inference about Congress’s state of mind. This is especially so when the only rulings were from lower federal courts rather than the Supreme Court. Moreover, when the PDA was enacted, no court had issued a ruling on sexual orientation discrimination yet, a temporal problem that the DOJ brief just glosses over. The 1991 amendments did not touch the provision in which the protected traits are listed.

Second, it argues that Congress’s failure to approve the proposed amendments to add express protection for sexual orientation discrimination proves that Congress did not want to extend such protection. As explained above, though, legislative silence tells us nothing.

Third, it lists the usual arguments about the nature of sex and sexual orientation discrimination. They are just not convincing.
The EEOC and the Seventh Circuit are Right

While the plain reading of Title VII should readily resolve this case, there are other reasons that federal employment anti-discrimination law prohibits sexual orientation bias in the workplace.

In Loving v. Virginia, the Supreme Court rejected Virginia’s argument that anti-miscegenation laws did not discriminate on the basis of race because white and black Virginians were punished equally if they married outside their race. The Supreme Court held that each partner in an interracial relationship was denied the fundamental right to marry solely on the basis of their race. While that was a constitutional case, courts used the same logic to safeguard workers’ rights who were in interracial relationships.

In 1988, a federal appellate court in Atlanta decided that Title VII protects interracial associations. Don Parr, who was white, applied for an insurance salesman position but was rejected after white hiring managers learned about his interracial marriage. Don Parr was not discriminated against because management held animosity towards whites, but the court ruled that just like in Loving he was nevertheless denied employment because of his race.

It is nonsensical to deny these associational employment protections in federal law after the Supreme Court’s decision in Obergefell v. Hodges, which held the right to marry extends to same-sex couples. As Chief Judge Wood explained in Hively, “if it is race discrimination to discriminate against interracial couples, it is sex discrimination to discriminate against same‐sex couples.”

A second theory also supports the position that sexual orientation discrimination is banned under the Civil Rights Act. The sex stereotyping theory recognized in Price Waterhouse means that “gender must be irrelevant to employment decisions” and that “in the specific context of sex stereotyping, an employer who acts on the basis of a belief that a woman cannot be aggressive, or that she must not be, has acted on the basis of gender.” Simply put, this stands for the proposition that Title VII doesn’t permit an employee to be treated adversely because their appearance or conduct fails to conform to stereotypical gender roles.

The animus aimed at gay, lesbian, and bisexual Americans stems from an outmoded societal belief that men should be exclusively attracted to women and women should be exclusively attracted to men. This is a quintessential stereotype—no different from antiquated expectations that women should be feminine and men should be masculine.

The Trump Administration woefully misunderstands the nature of anti-gay animus. The DOJ brief claims that employers’ “moral beliefs” about sexuality could “not be based on views about gender at all” and thus not a form of sex-based discrimination. This claim made on behalf of the United States is disingenuous. Individuals’ beliefs about homosexuality are inherently based on stereotypes and the “proper role” of how men and women should behave. You cannot harbor ill will towards gays, lesbians, and bisexuals unless you also take into account the sex of their intimate partners.
Conclusion: Actions Speak Louder Than Words

The Department of Justice’s position will have dangerous consequences if it prevails. In a small Georgia town, one man faced an excruciatingly painful choice: remain in an unhealthy, corrosive marriage or risk losing his employment. Despite loving his job and coworkers, the man feared his managers deeply disliked gay men and would fire him if they knew his true identity. Because Georgia has no protections against employment discrimination, he stayed in his marriage fearing that if he filed for a divorce and his husband subpoenaed his employment records, he’d lose everything.

There are far too many Americans like that Georgia man who are torn over living their authentic lives at the office or who wonder if they’ll have a job on Monday after getting married the weekend before. The Trump Administration has shamefully asked federal judges to dilute of one of this nation’s greatest civil rights achievements for the sole purpose of keeping LGB persons second class. Judges must reject the invitation.

President Trump made repeated assertions on the campaign trail that his administration would support the rights of lesbian, gay, bisexual, and transgender Americans. If President Trump’s knee-jerk action banning transgender persons from military service (by tweet, no less) was not sufficient to prove otherwise, the Department of Justice has made clear it was a farce.


Joanna L. Grossman, a Justia columnist, is the Ellen K. Solender Endowed Chair in Women and Law at SMU Dedman School of Law. Her most recent book is Nine to Five: How Gender, Sex, and Sexuality Continue to Define the American Workplace (Cambridge University Press 2016). She is the coauthor of Inside the Castle: Law and the Family in 20th Century America (Princeton University Press 2011), co-winner of the 2011 David J. Langum, Sr. Prize for Best Book in American Legal History, and coeditor of several other books. Her columns focus on sex discrimination and family law.

Anthony Michael Kreis is a law professor at Chicago-Kent College of Law where he teaches employment discrimination and researches issues LGBT civil rights law.

Attorneys Jay B. Zucker and Steven J. Kwestel Are Suspended From Practicing Law For Six Months

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Matter of Zucker
2017 NY Slip Op 06149
Decided on August 15, 2017
Appellate Division, First Department
Per Curiam.
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
This opinion is uncorrected and subject to revision before publication in the Official Reports.


Decided on August 15, 2017 SUPREME COURT, APPELLATE DIVISION First Judicial Department 
John W. Sweeny, Jr.,Justice Presiding, 
Dianne T. Renwick 
Richard T. Andrias 
Ellen Gesmer 
Marcy L. Kahn,Justices.

M-1940 M-1941 

[*1]In the Matter of Jay B. Zucker, an attorney and counselor-at-law: and In the Matter of Steven J. Kwestel (admitted as Steven Jeffrey Kwestel), an attorney and counselor-at-law:


Attorney Grievance Committee for the First Judicial Department, Petitioner, Jay B. Zucker and Steven J. Kwestel, Respondents.
Disciplinary proceedings instituted by the Attorney Grievance Committee for the First Judicial Department. Respondent Jay B. Zucker was admitted to the Bar of the State of New York at a Term of the Appellate Division of the Supreme Court for the First Judicial Department on January 22, 1990. Respondent Steven J. Kwestel was admitted to the Bar of the State of New York at a Term of the Appellate Division of the Supreme Court for the Second Judicial Department on June 19, 1996.



Jorge Dopico, Chief Attorney,
Attorney Grievance Committee, New York
(Orlando Reyes, of counsel), for petitioner.
Michael S. Ross, for respondents.
Motion No. 1940 (April 25, 2017)

PER CURIAM
Respondent Jay B. Zucker was admitted to the practice of law in the State of New York by the First Judicial Department on January 22, 1990. Respondent Steven J. Kwestel was admitted to the practice of law in the State of New York by the Second Judicial Department on June 19, 1996, under the name Steven Jeffrey Kwestel. At all times relevant to this proceeding, both respondents maintained an office for the practice of law within the First Department as partners in a law firm.
In 2016, the Attorney Grievance Committee (Committee) served the respondents with separate petitions containing essentially similar charges of professional misconduct. In their respective answers, respondents admitted the material facts and all the charges. The charges against respondents stem from their admitted failure to properly supervise a former non attorney employee who served as their law firm's bookkeeper, as a result of which the employee misappropriated approximately $2 million from the firm's bank accounts which included client and/or third-party funds.
By joint motions dated March 30, 2017, pursuant to the Rules for Attorney Disciplinary Matters (22 NYCRR) § 1240.8(a)(5), both the Committee and respondents ask this Court to impose discipline based upon the stipulated facts and upon the consent of the parties and that respondents be suspended from the practice of law in New York for six months and until further order of this Court.
22 NYCRR § 1240.8(a)(5) provides that, at any time after the Committee files a petition alleging professional misconduct against an attorney, the parties may file a joint motion requesting the imposition of discipline by consent, which must include a stipulation of facts, the respondent's conditional admission of acts of professional misconduct and specific rules or standards of conduct violated, any relevant aggravating and mitigating factors, and an agreed-upon disciplinary sanction (see 22 NYCRR § 1240.8[a][5][i], [ii]). If the motion is granted, the Court must issue a decision imposing discipline upon the respondent based on the stipulated facts and as agreed upon in the joint motion. If the motion is denied, however, the conditional admissions are deemed withdrawn and may not be used in the pending proceeding (see 22 NYCRR 1240.8 [a][5][iii]).
In this case, both respondents conditionally admit that, at all times relevant herein, they practiced law as partners in a two-partner law firm, Zucker & Kwestel, LLC, which maintained two attorney special accounts, as well as other bank accounts incident to the practice of law. In or about June 2003, respondents hired MT, a non attorney, as the firm's full-time bookkeeper/controller, prior to which respondent Kwestel had primary responsibility for such duties.
After an initial period of training, during which respondents consistently reviewed MT's work, respondents gradually began delegating certain responsibilities to MT which included expediting and/or coordinating the deposit of client and/or third-party funds into the firm's bank accounts and maintaining bank and bookkeeping records for the transactions in the firm's bank accounts. Respondents authorized MT to be a signatory on the firm's escrow accounts out of ignorance of the pertinent disciplinary rules and to execute online transfers of funds from the firm's escrow accounts provided that respondents approved it. MT frequently worked out of the firm's New Jersey office where respondents infrequently conducted business.
Respondents did not, as required, regularly review, audit, and reconcile the firm's escrow accounts, nor did they properly supervise MT's work as bookkeeper/controller which included the work he performed in connection with the firm's escrow accounts. As a result, between 2009 and 2013, MT misappropriated more than $2 million from the firm's bank accounts, including escrow accounts. His defalcations involved approximately 200 client matters, were done without the permission or authority of the rightful owners of the funds at issue, and his actions were carried out without respondents' knowledge or consent.
By letter dated June 21, 2013, the New Jersey Office of Attorney Ethics (OAE) notified [*2]respondents that a check drawn on one of their escrow accounts for $274.47 was dishonored due to insufficient funds. MT intercepted the OAE's letter, did not inform respondents of the dishonored check, and replied to the OAE's letter without respondents' knowledge. In June 2013, the OAE forwarded the overdraft notice and MT's response to the New York Lawyers' Fund for Client Protection which, in turn, forwarded them to the Committee and respondents.
Respondents addressed the matter with MT who informed them that the check had purportedly been dishonored because the funds in the escrow account it was drawn against had been transferred to an escrow account at another bank, but MT purportedly overlooked the fact that the check at issue had not yet been presented for payment when the transfer was made. Prior to receiving any correspondence from the Committee, respondent Zucker, on behalf of the firm, sent a letter to the Committee explaining the purported reason for the dishonored check and that a replacement check had been issued. The Committee notified respondents that they were the subject of a sua sponte investigation and requested that they submit bank and bookkeeping records for the escrow accounts.
In August 2013, MT's criminal attorney contacted respondents and advised them that MT had misappropriated approximately $3 million from the firm's bank accounts, including its escrow accounts, but that MT had arranged for full restitution to be made provided that certain conditions were satisfied. Upon learning of the defalcations, respondents retained their current ethics counsel to assist them in addressing MT's thefts. They also began the process of attempting to reconstruct the ledgers for the firm's escrow accounts based upon the ledgers maintained by MT on the firm's computers via the computer program QuickBooks, account statements and records ordered from the banks, and their client files. MT's employment with the firm reportedly ended in or about August 2013.
In September 2013, respondents' ethics counsel advised the Committee of the theft of funds and that he was communicating with MT's criminal attorney regarding, among other things, restitution of the stolen funds. Respondents subsequently retained civil counsel to negotiate repayment of the misappropriated funds. A forensic accountant ultimately determined the total amount of stolen funds to be $2,761,267 (of which $2,187,445.02 belonged to clients and/or third parties and $573,821.98 belonged to respondents).
In April 2014, MT made full restitution to respondents' firm which was funded by benefactors on his behalf. As a condition of restitution, respondents were required to enter into a non reporting agreement regarding MT's defalcations; however, the agreement did not prohibit them from answering questions from law enforcement should they be contacted.
As required, each respondent has submitted an affidavit in which he conditionally admits the foregoing facts, and that those facts establish that he has engaged in conduct prejudicial to the administration of justice, which conduct also adversely reflects on his fitness as a lawyer, in violation of rule 8.4(d) and (h) of the Rules of Professional Conduct (22 NYCRR 1200.0), respectively. Specifically, respondents admit that they failed to regularly supervise MT, review or audit the firm's bank account records, and thereby failed to take reasonable steps to safeguard client and/or third-party funds in violation of rule 1.15(a); failed to exercise reasonable management or supervisory authority adequate to try to prevent MT's theft of client and/or third-party funds, which if committed by a lawyer would have constituted misappropriation and/or intentional conversion (rules 1.15[a] and 8.4[c]), and, thus, they violated rule 5.3(b)(2); allowed MT to execute online transfers of funds from the firm's escrow accounts, which violated rule 1.15(e) in that such transfers were not disbursements to named payees, and, thus, they violated Rule 5.3(b)(1); designated a non attorney as a signatory on an attorney special account in violation of rule 1.15(e); and based on their overall conduct violated rule 8.4(h).
In addition, respondent Kwestel admitted that, between 2005 and 2009, he deposited approximately between $15,000 and $50,000 in personal funds into one of the firm's two escrow accounts out of ignorance as to the pertinent disciplinary rules and not for any improper purpose (e.g., to avoid tax obligations or creditors) in violation of rule 1.15(b)). Further, each respondent consents to the agreed discipline of a six-month suspension, which consent is given freely and [*3]voluntarily without coercion or duress. Lastly, each respondent states that he is fully aware of the consequences of consenting to such discipline, as he has discussed such consequences with his attorney.
The parties stipulated as to the following mitigation: since the events at issue respondents instituted proper account management and oversight practices; there was every reason to believe that MT would be an honest and capable employee based on professional recommendations, including one from respondent Zucker's sister, a retired attorney; there were no early warning signs of MT's defalcations; respondents came to implicitly trust MT over the years based on, inter alia, his diligence and personal friendship with respondent Zucker; designating MT as a signatory on the firm's escrow accounts was done out of ignorance as to the pertinent disciplinary rules, and respondents mistakenly believed that his disbursement of escrow funds in certain circumstances was administrative in nature; there was some degree of supervision over MT's work and oversight of the firm's escrow accounts, albeit both were admittedly inadequate; in 2009, respondent Zucker's wife became ill which required him to reduce his daily involvement with the firm in order to focus on caring for his wife and their four children, as a result of which respondent Kwestel took on increased responsibilities and supervisory duties; upon learning of MT's thefts respondents took immediate action which included spending hundreds of hours reconstructing and reconciling escrow account records and obtaining reimbursement as a result of which no clients or third-parties were harmed; respondents were also victims of MT's thefts; following discovery of MT's thefts respondents began to wind down the firm's practice which remains in operation only for purposes of completing a small number of pending transactions; and respondents fully cooperated with the Committee, took full responsibility and expressed remorse for their misconduct, had no prior disciplinary history, have an excellent reputation for honesty and integrity, and have been active in their communities by, among other things, doing pro bono legal work.
The parties have also stipulated that respondents' failure to report MT's thefts to law enforcement is an aggravating factor but note that restitution was conditioned upon respondents entering into a non reporting agreement, which did not prohibit them from answering questions from law enforcement if contacted about the thefts. Further, this aggravation is tempered by the mitigating factor that no client or third-party suffered monetary loss.
Since liability has been established via respondents' individual and conditional admissions, the only issue before this Court is the sanction to be imposed. In determining an appropriate measure of discipline to impose, we note that whether, and to what extent, attorneys are subject to discipline for defalcations occasioned by someone under their supervision depends on a number of factors, as follows:
"(1) the subject attorney's partnership status and/or level of experience; (2) the presence (or absence) of 'early warning signs' of financial improprieties, whether such signs were ignored and, if so, for how long; (3) whether the proper authorities were notified of defalcations upon their discovery; (4) the presence (or absence) of monetary loss to clients and the magnitude thereof; and (5) whether the attorney attempted to reimburse client losses caused by another" (Matter of Galasso, 105 AD3d 103, 105 [2d Dept 2013]).
Applying these factors, we find that a six-month suspension stipulated by the parties is an appropriate sanction in view of respondents' admitted misconduct as well as the mitigating factors presented herein. Respondents' misconduct was non-venal and the result of ignorance regarding the pertinent disciplinary rules. While the parties acknowledge respondents' failure to report MT to law enforcement as an aggravating factor, the restitution agreement by which they agreed not to do so, which was negotiated by their civil counsel, did not prohibit them from answering questions from law enforcement regarding the thefts if contacted. Moreover, full restitution was obtained through the agreement and no client suffered monetary loss. Finally, respondents have no prior disciplinary history, have freely admitted their misconduct, and [*4]expressed remorse.
Significantly, a six-month suspension stipulated to by the parties is also supported by prior precedent (see e.g. Matter of Langione (131 AD3d 199 [2d Dept 2015]; Matter of Laudonio (75 AD3d 144 [2d Dept 2010]). For instance, in Matter of Langione, the Court suspended a former law partner of the respondent (Matter of Galassa, 105 AD3d at 103) for six months for failing to properly supervise his firm's bookkeeper and admittedly failing to review the actual bank records for the firm's special accounts which allowed the bookkeeper to steal more than $5 million in client funds. The Court found that the respondent fulfilled his fiduciary obligations he would have been alerted to irregularities in the firm's bank accounts at a time when the ongoing thefts by the bookkeeper could have been prevented or ameliorated (Langone, at 212). The Curt found the attorney's misconduct was mitigated by his attempts to make restitution to his aggrieved clients from his personal funds, independent of, and in addition to, settlement funds obtained and disbursed as the result of litigation.
Accordingly, the parties' joint motions for discipline by consent should be granted, and respondents Jay B. Zucker and Steven J. Kwestel should be suspended from the practice of law in the State of New York for a period of six months and until further order of this Court.
All concur.
Order filed.
[August 15, 2017]
Sweeny, J.P., Renwick, Andrias, Gesmer, Kahn, JJ.
Respondents suspended from the practice of law in the State of New York for a period of six months, effective the date hereof, and until further order of this Court.


The Kidnapping of Andy Ostrowski: Where is He? How Can This Happen In America?

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Andy Ostrowski
Many people are aware of the use of medical agencies and/or doctors to declare people  who are challenging the policies of an agency or exposing corruption and fraud,  as "crazy" in order to remove these people from the workplace, terminate their job, or harass these individuals so badly that they go away, get sick, or die.

If you are not aware, you should be.

There are many news articles on how whistleblowers - Snowden, Ellsberg, Manning - or anyone who speaks out about public (or private) corruption is in danger of retaliation in America.

See how the MTA Police are failing their psych exam in large numbers. Is this because so many are 'crazy'? Or, is there some policy at work to reduce the workforce in the MTA?

See "Retaliation Against All Whistleblowers is the Name of the Illegal Game in New York City";
David Pakter, a NYC Teacher and Whistleblower of the NYC Board of Education's Corrupt Practices, Sues in Federal Court
and,
Stuyvesant High School Parents' Association is Cited For Financial Fraud and Discrimination

It is extremely rare for someone to stand up and complain about the Big Boss and not have any retaliation thrown at him/her.

And then there are the doctors, psychologists, and psychiatrists who are hired by School Districts to falsely report that an employee is "crazy", in order to get the employee removed from the workplace or terminated.

"Not in this country"? you say? Sadly, using medical reports to retaliate against an employee or anyone who challenges the 'System' is used all the time, especially against teachers and other tenured employees at the New York City Department of Education or in the many school districts throughout the State. One such doctor, Dr. Randall A. Solomon, whom I had the experience of meeting at a 3020-a arbitration in Massapequa, has been hired to terminate educators and public employees in Long Island at 913 examinations.

But kidnapping remains one of the most extreme weapons of attacks on whistleblowers, along with death (see Salvation, when a Pentagon employee is shot after he accesses information on his computer about a weapon which the US is supposedly developing to deter an asteroid on a path to wipe out all of earth's population).

This is why the story of the disappearance of Andy Ostrowski is so disturbing. What happened to him could easily happen to anyone.

Betsy Combier
betsy.combier@gmail.com
Editor, Advocatz
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials


Andy Ostrowski

Pennsylvania Civil Rights Attorney Medically Kidnapped for “Mental Health” Evaluation – Whereabouts Unknown

by Brian Shilhavy
Editor, Health Impact News
Andy Ostrowski was kidnapped by law enforcement from his home in Wilkes-Barre, Pennsylvania this week while live-streaming on Facebook.
Police entered his home without knocking, carrying tasers and clubs, claimed they had a warrant (which they apparently never showed to him) to take him in for a “mental health evaluation,” and proceeded to turn off his computer and remove him from his home by force.
His current whereabouts is unknown at the time of publication.

Mr. Ostrowski is a former Civil Rights attorneypast candidate for U.S. Congress, author, radio show host, and judicial reform activist.

How To Disappear An Activist (Or, Where IS Andy Ostrowski?)

As reported here, activist attorney Andy Ostrowski was taken into custody by the Wilkes-Barre, PA police department on September 19, for a forced mental health evaluation.  Ostrowski was reached later that afternoon at General Hospital in Wilkes-Barre, where he asserted he was being held as a political prisoner.
Ostrowski, a radio talk show host and civil rights advocate, also made a run for Congress in 2014.
Per hospital protocol, Ostrowski was subsequently transferred to another facility. And now, no one can say where he is.
HIPAA—Health Insurance Portability and Accountability Act—disallows hospitals from confirming if a person is at their facility, if he is on a psych unit. In the conversation on Tuesday, Ostrowski asserted he was most likely to be transferred to First Hospital, in Kingston.
First Hospital, however, will not confirm or deny his presence. As Ostrowski had expressed not only appreciation to this reporter for reaching him at General Hospital, but also asserted the necessity to follow up on his forced incarceration, the failure to reveal his whereabouts  becomes a central issue vis-à-vis his right to freedom of association.
However, the hospitals in question do not seem to honor this historical right. The behaviors by staff at both General and First Hospitals couldn’t be more alarming. Yesterday, in an effort to ascertain where he was transferred, I called General Hospital and spoke with a woman who initially identified herself at “Joanne.” Joanne refused to give information as to where Ostrowski was transferred and when asked her full name, she replied “Julia.” According to Joanne/Julia, to disclose where Ostrowski is would violate HIPAA.
When it was suggested that Ostrowski’s right to association trumped HIPAA, Joanne/Julia turned nasty, demanding my data, which I supplied her. She then trounced further on any perception that Ostrowski still has rights, telling me I was “so wrong” about his right to association overriding the hospital’s right to privacy—which is really what HIPAA is protecting here.
Well, it didn’t get much better at First Hospital. This reporter spoke with the media relations director,  who not only declined any information as to Ostrowski’s presence, but shot back, “You’ll never know if he is here or not!”
And that may be true and how scary is it….
In an effort to get assistance in determining his whereabouts, contact was made with the Luzerne County District Attorney’s office. The call was transferred to a “Marilyn,” who, after hearing that a request was being made to locate Andy Ostrowski, promised to look into this. When no call back was received, the DA’s office was repeatedly called, at which point they repeatedly hung up the phone on me. An initial request for an email contact was also refused. “We don’t give out our email addresses,” the receptionist stated.
These are public servants, folks….
Recently, yet another radio show host was psychiatrically detained. Speaking on conditions of anonymity, she told me that she was picked up this July in front of a library in a Colorado county, where she had just emerged after speaking with the librarian and others about connections between the local government and a for-profit foster care facility, which may be  self enriching through unnecessarily removing children from homes. This radio host was assaulted by a person on leaving the library and when she called 911, the deputy came, slammed her into the wall, cuffed her and brought her to a psych hospital.
She was let go four and a half hours later, and subsequently received a bill for $7300 for her unwanted detention.
Andy Ostrowski, however, may not be so fortunate. He is now “desaparecido”—missing in the gulag.
Several years back, this reporter covered the plight of a man who was under a mental health conservatorship in California. The guardian kept moving Charlie Castle from place to place, as those who were trying to help him assert his rights in fixed proceedings kept discovering his new location. When Castle died under suspicious circumstances, a request for a coroner’s inquiry was made. All that we ever discovered was that the toxicology report—which would have contained the  information concerning the suspected cause of his death—had been somehow removed from the file.
The mental health laws tilt against the rights of those under “evaluation” or “care.” They protect the privacy of the institutions which may, in fact, be abusing the individual and the matter of Andy Ostrowski well exemplifies this. When we spoke on Tuesday, he was overpouring with gratitude that I had reached him. He wanted to make sure his story was told. Until those who have a vise grip on his life and his rights decide to honor the latter, he is just one more who is missing in the system and nowhere to be found.
Janet Phelan is an investigative journalist and author of the groundbreaking exposéEXILE. Her articles previously appeared in such mainstream venues as the Los Angeles Times, Orange Coast Magazine, Long Beach Press Telegram, etc. In 2004, Janet “jumped ship” and now exclusively writes for independent media. She is also the author of two collections of poetry—The Hitler Poems and Held Captive. She resides abroad.

Cy Vance, Manhattan District Attorney, Protects Those Who Pay Him To Overlook Their Wrong-doing

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Pay to play in New York City fascinates us all. We love to hear about how the rich and powerful do unethical things and are caught. Movie mogul is the latest to rightfully fall from his pedestal.

The ugly side of this tale of woe is who knew what, and when, and why wasn't something done about this before now?

Cy Vance, the Manhattan District Attorney,  seems to be the bad guy who refused to look into Weinstein and the complaints against him. Vance must go. He should resign. Immediately.

Betsy Combier
betsy@advocatz.com
Editor, Advocatz
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Money and the scales of justice
NY Daily News, "Do you feel like it’s necessary to make large contributions (to politicians) in the cost of doing business?”

“I personally don’t,” replied the developer who’d given a fortune to various New York politicians in the course of doing business here. “I think the perception is in a way worse when I make a large contribution . . . where I was asking for something proper and even good, and a candidate really was under pressure to reject it because I made contributions to his campaign.”

That word-salad— which I stumbled over in the files Donald Trump biographer and indefatigable money-trail follower Wayne Barrett generously shared at the end of his life — came in 1988, as the august members of a special State Commission on Government Integrity came to 725 Fifth Ave., better known as Trump Tower, to question The Donald.

The exchange jumped out at me because of the questioner, listed in the transcript as MR. VANCE. That was the former secretary of state under President Carter, whose namesake son, Cyrus Vance Jr., is running unopposed for a third term as Manhattan district attorney amidst a brutal wave of stories about his decisions not to prosecute powerful people that came too late for anyone else to get on the ballot.

Start with Vance’s 2015 call not to charge Harvey Weinstein with forcible touching and sexual abuse after the NYPD provided an appalling tape, recorded by the victim, of him vowing “I won’t do it again” even as he cajoles her to enter his hotel room while threatening her career.

That old news was revisited, in a harsh new light, after the New Yorker published the recording in its blockbuster story last week in which several women accused the movie mogul of rape.

That came less than a week after the magazine reported that the DA’s Major Economic Crimes Bureau had spent two years building a fraud case, including smoking-gun emails, against Donald Trump Jr. and Ivanka Trump for lying to prospective buyers about sales at the Trump SoHo.

Then in 2012, Donald Trump’s longtime personal attorney, Marc Kasowitz, gave Vance $25,000, only to have the money returned when it quickly became apparent he had business with the DA's office, namely a sitdown with Vance himself to discuss the Trump SoHo case.

Months after that, Vance overruled his own prosecutors and told them to drop the case. Months after that, Kasowitz gave another $31,000, which Vance is now returning, while also revising his donor policies.

“Contributions have never influenced Cy Vance’s work and they never will,” a campaign spokesman said, stressing the “rigorous process” that led them to return the money years after collecting it and days after the New Yorker story.

Which is awfully little, awfully late, even if campaign cash had nothing to do with the DA’s decisions.

After a first term marked by the collapse of the rape charges he’d brought against powerful French politician Dominique Strauss-Kahn, Vance’s office seems to have an aversion to sex-crime cases against famous people with very expensive lawyers.

And the Trumps are legendary for dragging out legal battles, which makes the Trump SoHo case — where the supposed victims themselves told the DA that they’d suffered no real harm, and the reported victimizers seemed far less politically relevant back in 2015 — a sensible one, politically speaking at least, to walk away from.

“If I like somebody or I think they are doing a good job in the city, I have a big stake in the city, and if I think somebody is better than somebody else, I generally support that person,” Trump said back in 1988 about why he gave so much to so many politicians here despite his disgust with city government.

Decades after Cyrus Sr. questioned Donald Sr. about doing business with local politicians, there was Donald Sr.’s attorney doing business with local politician Vance Jr. while he had Donald Jr. and Ivanka on the legal hook.

Kasowitz says he donated to the Manhattan DA because he is “a person of impeccable integrity,” and “a brilliant lawyer,” and that “I have never made a contribution to anyone’s campaign, including Cy Vance’s, as a ‘quid pro quo’ for anything.”

I take Kasowitz and Vance at their words, about there being no quid pro quo.

But what Trump said back then about his gifts pressuring politicians to act against his interests didn’t play out this time.

The final question the Commission on Government Integrity posed to Trump was whether it made a difference “to you in that meeting (with a city official) that you may have given that person $150,000 over the past three years?”

“It doesn’t make any difference to me. Your question is does it make any difference to them, and you’ll have to ask them.”

harrysiegel@gmail.com
Cy Vance

Cy Vance Defends Decision Not to Pursue Case Against Harvey Weinstein

The Manhattan district attorney, Cyrus R. Vance Jr., on Wednesday defended his decision not to pursue sexual abuse charges against the movie producer Harvey Weinstein in 2015.

Mr. Vance said his office did not have enough evidence to prosecute Mr. Weinstein, despite an audio tape an Italian model made for the police on which the producer apologized when the woman asked him why he had touched her breasts.

“Our best lawyers looked at the case,” Mr. Vance said, speaking to reporters after an event at John Jay College of Criminal Justice in Manhattan. “I, like they, was very disturbed by the contents of the tape. It’s obviously sickening. But at the end of the day we operate in a courtroom of law, not the court of public opinion, and our sex crime prosecutors made a determination that this was not going to be a provable case.”

Mr. Vance, who is running unopposed for a third term, has come under withering criticism this week from some quarters for his decision, after revelations in The New York Times and The New Yorker about Mr. Weinstein’s sexual harassment of women he worked with over the last three decades and the payments he made to female accusers to keep their complaints out of the public eye.

One of the women who accused Mr. Weinstein of sexual misconduct was Ambra Battilana, a model from Italy. In March 2015, Mr. Weinstein met Ms. Battilana at a party and invited her to his TriBeCa office on a Friday evening to discuss her career, according to a police report

Within hours, she walked into a police station, telling officers Mr. Weinstein had grabbed her breasts after asking if they were real, then put his hand up her skirt, according to the police report.

Detectives from the special victims unit had her set up a meeting with Mr. Weinstein the following night at the bar of the Tribeca Grand Hotel. She recorded the conversation for the police.

During the meeting, Mr. Weinstein invited Ms. Battilana up to his room to wait while he showered, according to the tape, first published on The New Yorker’s website on Tuesday. She balked at entering the room, however, and said she wanted to leave. In a tense exchange in the hallway, she asked him why he had touched her breasts the day before.

“I’m used to that,” he answered. “You’re used to that?” she asked. “Yes,” he said, adding: “I won’t do it again.”

Detectives thought the tape corroborated Ms. Battilana’s account and would be enough evidence to arrest Mr. Weinstein, police officials said.

But the chief of Mr. Vance’s sex crimes bureau, Martha Bashford, determined after two weeks of investigation that she could not prove a crime had been committed.

Prosecutors said the police did not have enough proof to show beyond a reasonable doubt every element of the two charges they could bring: forcible touching or third-degree sexual abuse. To prove either crime, the state must show the accused person touched someone to degrade them or for sexual gratification, not some other purpose.

Ms. Battilana had told the police she and Mr. Weinstein were discussing the possibility of her becoming a lingerie model when he asked if her breasts were natural or augmented and then touched her, two law enforcement officials familiar with the investigation said.

Mr. Weinstein was represented in talks with the district attorney’s office by two defense lawyers with ties to Mr. Vance: Daniel S. Connolly, a former Manhattan prosecutor, and Elkan Abramowitz, who is Mr. Vance’s former law partner and a donor to his campaign.

Mr. Vance said on Wednesday the donations had not influenced him. He noted contributions from defense lawyers were legal and were “unfortunately part of running for office.”

“No contribution ever in my seven years as district attorney has ever had any influence on my decision-making in a case,” he said.

“Obviously, he has some serious issues, and the tape is terrible,” Mr. Vance said. “But I, as D.A., have to be guided by the evidence and the element of the crime and by experts in the office, and if I stop being guided by any of those things and start being guided by outside influences, whether it’s money or it’s public opinion, then I’m not doing my job.”

Correction: October 11, 2017

An earlier version of this article misstated the circumstances under which Mr. Weinstein made payments to women who accused him of sexual harassment. He did so to keep the accusations out of the public eye, not to settle civil cases. No civil cases accusing Mr. Weinstein of sexual harassment were filed.


NYPD, prosecutors point fingers over Harvey Weinstein investigation

By Eric Levenson, CNN, NEW YORK —

The explosive sexual harassment and sexual assault accusations against movie mogul Harvey Weinstein aren't just roiling Hollywood. They're also shaking up the New York City criminal justice system.

The New York Police Department and the Manhattan District Attorney's office traded public finger-pointing on Tuesday in response to questions about why Weinstein was not charged with a crime after a 2015 sting operation recorded him making potentially incriminating comments to a young woman.

The office of Manhattan District Attorney Cyrus Vance Jr. accused the NYPD of providing "insufficient" evidence to prove a crime, while the police department defended its techniques and investigation.

Weinstein, the studio executive and political power broker, is facing allegations of rape, unwanted touching and assault by a number of women, including accusations of sexual harassment by actresses Gwyneth Paltrow and Angelina Jolie, in recent stories published in The New York Times and The New Yorker.

The sting operation

A story Tuesday in The New Yorker accuses Weinstein of rape by multiple women and includes an audio recording of Weinstein speaking with Ambra Battilana Gutierrez, a young model, as part of a sting operation. The NYPD set up the sting after Gutierrez told authorities that Weinstein groped her the day before.

Gutierrez, wearing a recording device, met up with Weinstein at a hotel in Manhattan. On the tape, Weinstein can be heard repeatedly telling Gutierrez to come inside his hotel room. She repeatedly rebuffs his requests and says she is not comfortable doing so.

At one point, Gutierrez asks him, "Why yesterday (did) you touch my breast?"

"Oh please, I'm sorry, just come on in. I'm used to that," he responds.

"You're used to that?" she says.

"Yes, come in," he says.

"No, but I'm not used to that," she says.

"I won't do it again," he says.

Weinstein's representatives said they have no comment on the tape.

Despite the tape, Weinstein was not arrested or charged with any wrongdoing at the time.

"After analyzing the available evidence, including multiple interviews with both parties, a criminal charge is not supported," the District Attorney's Office said at the time, according to The New Yorker.

NYPD sources told CNN the department has no open investigations into Weinstein's actions and no additional victims have come forward with accusations against him.

The sources also said there are a number of reasons why the case will not be reopened, one being that the statute of limitations for what could have been a misdemeanor offense has expired.

A representative for Weinstein released a statement denying any accusations of rape.

"Any allegations of non-consensual sex are unequivocally denied by Mr. Weinstein. Mr. Weinstein has further confirmed that there were never any acts of retaliation against any women for refusing his advances," the statement said.

"Mr. Weinstein obviously can't speak to anonymous allegations, but with respect to any women who have made allegations on the record, Mr. Weinstein believes that all of these relationships were consensual. Mr. Weinstein has begun counseling, has listened to the community and is pursuing a better path. Mr. Weinstein is hoping that, if he makes enough progress, he will be given a second chance."

Why no criminal charges?

So why did Weinstein not face charges?

On Tuesday, after The New Yorker published that audio, the Manhattan District Attorney's office released a statement implying that the NYPD had dropped the ball in its investigation.

The NYPD arranged the sting "without our knowledge or input" and did not give prosecutors "the opportunity before the meeting to counsel investigators" on what was needed to prove a misdemeanor sex crime, according to Chief Assistant District Attorney Karen Friedman Agnifilo.

"While the recording is horrifying to listen to, what emerged from the audio was insufficient to prove a crime under New York law, which requires prosecutors to establish criminal intent," Friedman Agnifilo said in the statement.

"Subsequent investigative steps undertaken in order to establish intent were not successful. This, coupled with other proof issues, meant that there was no choice but to conclude the investigation without criminal charges."

Friedman Agnifilo said Weinstein's reported pattern of mistreating women is "disgraceful and shocks the conscience."

"If we could have prosecuted Harvey Weinstein for the conduct that occurred in 2015, we would have," she said.

NYPD defends its actions

But the NYPD took issue with that characterization of their investigation, saying in a statement that the case was carried out by experienced detectives and supervisors from the department's Special Victims Unit.

"The detectives used well-established investigative techniques. The recorded conversation with the subject corroborates the acts that were the basis for the victim's complaint to the police a day earlier," the NYPD said.

"This follow-up recorded conversation was just one aspect of the case against the subject. This evidence, along with other statements and timeline information, was presented to the office of the Manhattan District Attorney."

In addition, Vance's office has faced criticism for accepting a $10,000 donation from David Boies, an attorney for Weinstein, in August 2015 -- four months after the decision not to press charges, according to campaign financial disclosure forms from the New York State Board of Elections.

However, Vance campaign spokesperson Stephen Sigmund said in a statement that Boies was not Weinstein's lawyer in that criminal case.

"Mr. Boies has been a longtime supporter of Cy Vance, both well before 2015 and well after. His contributions, like those of any other contributor, do not and never will influence the work of the DA s office," the statement said.

The disclosure form also shows that Boies donated $15,000 to Vance's campaign in 2013, $10,000 in 2011 and $20,000 in 2008.

Boies' office did not immediately respond Wednesday to a request for comment.

Vance told reporters Wednesday that his office's decision not to press charges was guided by a recommendation from the head of the Sex Crimes Unit and had nothing to do with any donations.

"No contribution ever in my seven years of (being) District Attorney has ever had any impact on my decision making in a case," Vance said.

In his decades at Miramax and the Weinstein Company, Weinstein produced such Oscar-winning movies as "Pulp Fiction,""Shakespeare in Love" and "The English Patient." He was fired from the film company he co-founded on Sunday.

The US Needs A National Standard For Public Corruption

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From Courtbeat-New York Court Corruption Editor Betsy Combier:

I agree with the opinion of Bradley Tusk re-posted below from the Chicago Tribune, that there should be uniform national standards for public corruption.

But please let's make zero tolerance for corruption and for miscreants getting their pensions after conviction, the national standard, and nothing less.

Betsy Combier
betsy@advocatz.com
Editor, Advocatz
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Rod Blagojevich
Commentary: Blagojevich wants Supreme Court guidance on corruption. So do I.
Bradley Tusk, December 7, 2017

I have no particular desire to see former Gov. Rod Blagojevich released early from his 14-year prison sentence. And despite claims about bias by U.S. District Judge James Zagel, as someone who testified in both of Blagojevich’s corruption trials I found Zagel to be consistently fair, objective and reasonable.

Nineteen Illinois politicians signed a letter asking the U.S. Supreme Court to review Blagojevich’s case — and while I don’t see Rod’s fate as an especially valuable use of the court’s time, I do agree that virtually everyone working at high levels of government and politics across the nation could use clearer guidance as to what is legal and what isn’t.
The petitioners argue that the court needs to “distinguish the lawful solicitation and donation of campaign contributions from criminal violations of federal extortion, bribery and fraud laws.”

They have a point. For as long as politicians are allowed to freely solicit money for their political campaigns, there is always going to be an intersection of campaign donations, taxpayer funds and government spending. Giving elected officials, their government staff, their campaign staff and donors abundantly clear rules and guidance can only help reduce corruption, change the social norms around pay-to-play politics (especially in Illinois, where it’s still seen as a cost of doing business), and give the taxpayers far more confidence that the system is corruption-free.

I see this frequently in my work as a venture capitalist. I founded a firm that works with and invests in startups in a variety of regulated industries. My company does business with virtually every state, every major city and the federal government, so I’ve seen how things work pretty much everywhere. Time after time, the entrenched interests our startups are disrupting try to use pay-to-play politics and campaign donations to stifle competition, limit innovation and preserve the status quo.

Pay-to-play politics is a potent threat to innovation, and the lack of clarity about what is allowed and what isn’t only makes things worse.

After leaving Illinois, I moved back to New York City, where Mayor Bill de Blasio spent much of his first term under federal and local investigation for alleged corruption, almost all of it stemming from allegedly providing favors, benefits, grants, jobs and contracts to donors. When it came time for de Blasio’s re-election, viable competitors were stuck on the sidelines, waiting for the outcome from the offices of the U.S. attorney and the Manhattan district attorney.

In February, both prosecutors issued an unprecedented statement saying they believed de Blasio and his team violated the letter and spirit of the law, but they lacked enough evidence to bring charges. That’s fine — the prosecutors were just doing their jobs the best they could.

But the standards that brought Blagojevich to trial in Illinois were very different and much tougher.

That doesn’t make sense. What’s corrupt in Illinois should be corrupt in New York and vice versa. And while the U.S. Supreme Court did address the definition of bribery when it reversed the corruption conviction of former Virginia Gov. Bob McDonnell, I don’t know anyone in government or politics who would say they now clearly know what elected officials can and can’t do when it comes to donors.

If the Supreme Court wants to make the standard much, much stricter and rule that no one who receives government contracts, grants, loans or business of any kind can donate (either as an individual or a business), that would make a lot of sense. If the court wants to prohibit contributions from those types of donors within 12 or 24 months of an election, that would make sense. And if the justices want something else, that could be fine too.

Just make it clear. And make it universal, so staffers in Springfield, Sacramento, Calif., Washington, D.C., Boston, Denver, Atlanta, Detroit, New York and everywhere else can easily know what’s permissible and what isn’t.

Obviously, there’s a lot of nuance and gray in politics. That’s part of what makes it so interesting. But in this case, the nuance only leads to institutionalized corruption and mass confusion. It doesn’t matter if the court addresses this in the case of Blagojevich or someone else, but the need for better nationwide rules and clear guidance is abundant. They should act on it.
Bradley Tusk, the founder and CEO of Tusk Ventures and Tusk Strategies, served as deputy governor during Rod Blagojevich’s first term as governor of Illinois.

Judge Alex Kozinski of the U.S. Court of Appeals for the 9th Circuit is Accused by Six Women of Sexual Misconduct

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Judge Alex Kozinski of the U.S. Court of Appeals for the 9th Circuit, pictured in 2003. Six women — all former clerks or externs in the 9th Circuit — alleged to The Washington Post in recent weeks that Kozinski, now 67, subjected them to a range of inappropriate sexual conduct or comments. (Paul Sakuma/AP)
Prominent appeals court Judge Alex Kozinski accused of sexual misconduct
 
A former clerk for Judge Alex Kozinski said the powerful and well-known jurist, who for many years served as chief judge on the U.S. Court of Appeals for the 9th Circuit, called her into his office several times and pulled up pornography on his computer, asking if she thought it was photoshopped or if it aroused her sexually.
Heidi Bond, who clerked for Kozinski from 2006 to 2007, said the porn was not related to any case. One set of images she remembered was of college-age students at a party where “some people were inexplicably naked while everyone else was clothed.” Another was a sort of digital flip book that allowed users to mix and match heads, torsos and legs to create an image of a naked woman.
Bond is one of six women — all former clerks or externs in the 9th Circuit — who alleged to The Washington Post in recent weeks that Kozinski, now 67 and still serving as a judge on the court, subjected them to a range of inappropriate sexual conduct or comments. She is one of two former clerks who said Kozinski asked them to view porn in his chambers.
In a statement, Kozinski said: “I have been a judge for 35 years and during that time have had over 500 employees in my chambers. I treat all of my employees as family and work very closely with most of them. I would never intentionally do anything to offend anyone and it is regrettable that a handful have been offended by something I may have said or done.”
When Bond was clerking, Kozinski was on the precipice of becoming chief judge for the 9th Circuit — the largest federal appeals court circuit in the country, handling cases for a large swath of the western United States as well as Hawaii and Alaska. The other people who alleged that Kozinski behaved inappropriately toward them worked in the 9th Circuit both before and after her, up to 2012.
Bond said she knew that she was to come to the judge’s office when her phone beeped twice. She said she tried to answer the judge’s inquiries as succinctly and matter-of-factly as possible. Bond was then in her early 30s and is now 41.
If the question was about photoshopping, Bond said, she would focus on minor details of the image. If Kozinski asked whether the images aroused her, Bond said, she would respond: “No, this kind of stuff doesn’t do anything for me. Is there anything else you need?” She said she recalled three instances when the judge showed her porn in his office.
“I was in a state of emotional shock, and what I really wanted to do was be as small as possible and make as few movements as possible and to say as little as possible to get out,” Bond said.
Bond, who went on to clerk for the Supreme Court and now works as a romance novelist writing under the name Courtney Milan, and another clerk, Emily Murphy, who worked for a different judge on the 9th Circuit and is now a law professor, described their experiences in on-the-record interviews. The other four women spoke on the condition that their names and some other identifying information not be published, out of fear that they might face retaliation from Kozinski or others.
Kozinski, who served as the chief judge on the 9th Circuit from 2007 to 2014, remains a prominent judge, well known in the legal community for his colorful written opinions. His clerks often win prestigious clerkships at the Supreme Court.
Murphy, who clerked for Judge Richard Paez, said Kozinski approached her when she was talking with a group of other clerks at a reception at a San Francisco hotel in September 2012. The group had been discussing training regimens, and Murphy said she commented that the gym in the 9th Circuit courthouse was nice because other people were seldom there.
Kozinski, according to Murphy and two others present at the time who spoke to The Post, said that if that were the case, she should work out naked. Those in the group tried to change the subject, Murphy and the others present said, but Kozinski kept steering the conversation toward the idea of Murphy exercising without clothes.
“It wasn’t just clear that he was imagining me naked, he was trying to invite other people — my professional colleagues — to do so as well,” Murphy said. “That was what was humiliating about it.”
Murphy, who was 30 at the time of the incident and is now 36, provided The Post with a 2012 email showing that she told a mentor about what had happened at the time. Two of Murphy’s friends who were present at the time of the encounter, speaking on the condition of anonymity, also confirmed her account. Bond, similarly, provided emails showing that she told a friend what had happened at least as of 2008.
The friend, fellow romance novelist Eve Ortega, provided the same emails. She confirmed that Bond had told her years ago that Kozinski made inappropriate sexual comments and showed her porn.
Kozinski has previously been embroiled in controversies relating to sexually explicit material.
In 2008, the Los Angeles Times revealed that Kozinski had maintained an email list that he used to distribute crude jokes, some of them sexually themed, and that he had a publicly accessible website that contained pornographic images.
A judicial investigation ultimately found that Kozinski did not intend to allow the public to see the material, and that instead the judge and his son were careless in protecting a private server from being accessible on the Internet.
Anthony J. Scirica, then the chief judge of the U.S. Court of Appeals for the 3rd Circuit, wrote at the time that Kozinski’s “conduct exhibiting poor judgment with respect to this material created a public controversy that can reasonably be seen as having resulted in embarrassment to the institution of the federal judiciary.”
According to Scirica’s report, Kozinski said that he used the server to keep a variety of items he received by email, including TV commercials, video clips, cartoons, games and song parodies.
Of the sexually explicit files, Kozinski testified: “Some I thought were odd or funny or bizarre, but mostly I don’t have a very good reason for holding onto them. I certainly did not send them to anyone else or ask anyone to send me similar files,” according to Scirica’s report.
Kozinski also testified that he “does not visit and has no interest in pornographic websites,” according to Scirica’s report. He separately apologized for any embarrassment he had caused in maintaining the email list and said he had stopped sending the jokes.
Bond said the images Kozinski showed her seemed to come from his private server, because he pulled them from a site containing the term “kozinski.com.”
The other Kozinski clerk who said the judge showed her porn declined to provide specifics out of fear that Kozinski would be able to identify her. Bond said Kozinski also showed her a chart he claimed he and his friends from college had made to list the women with whom they had had sexual relations.
Bond said either Kozinski or his administrative assistant reached out to her around the time of the news reporting on his private server, asking if she would be willing to defend his character. She wrote Ortega about the inquiry in 2008, according to emails the women shared with The Post, and Ortega responded that it “sounds like a very bad idea to me.”
“I know he brought you into his office to show you porn, I know he made sexual innuendos to you. I know this because you told me so in DC, and you even used the words sexual harassment,” Ortega wrote. “You said you would warn off other women thinking of clerking for him. And if there’s a woman out there he harassed worse than you, do you really want to be pitted against her? Because that’s what it would be. I’m worried that this is what he’s asking you to do — to be the female, intelligent face of his defense and make whoever it is accusing him look like a stupid slut, and then he hopefully never has to actually address those allegations.”
Kozinski was born in Romania to Holocaust survivors in 1950, and the family fled the communist state when he was a boy. Decades ago, long before he was a federal judge, he appeared on the television show “The Dating Game,” planting a kiss on a surprised young woman who selected him for a date. He is married and has three sons.
Kozinski was appointed to the 9th Circuit by President Ronald Reagan in 1985. He is an atypical federal appeals court judge — authoring irreverent opinions and not shying, as many of his colleagues do, from media appearances.
He styled one opinion in 2012 not as a traditional concurrence or dissent, but instead as “disagreeing with everyone.” He famously wrote during a trademark dispute between the toy company Mattel and the record company that produced the 1997 song “Barbie Girl,” “The parties are advised to chill.”
In more recent years, Kozinski wrote that using lethal injections to impose the death penalty was “a misguided effort to mask the brutality of executions by making them look serene and beautiful — like something any one of us might experience in our final moments,” and he told the Los Angeles Times, “I personally think we should go to the guillotine, but shooting is probably the right way to go.”
The Post reached out to dozens of Kozinski’s former clerks and externs for this story. Many of those who returned messages said they experienced no harassment of any kind, and their experience — which entailed grueling work into the wee hours of the morning every day — was a rewarding one. They noted Kozinski’s wry sense of humor.
Those who talked to The Post about negative experiences said that they felt his behavior went beyond bad jokes or that they felt personally targeted.
A former Kozinski extern said the judge once made a comment about her hair and looked her body up and down “in a less-than-professional way.” That extern said Kozinski also once talked with her about a female judge stripping.
“I didn’t want to be alone with him,” the former extern said.
A different former extern said she, similarly, had at least two conversations “that had sexual overtones directed at me,” and she told friends about them at the time. One of the friends, also a former extern, confirmed that the woman had told her about the remarks — though both declined to detail them for fear of being identified.
One former 9th Circuit clerk said she was at a dinner in Seattle, seated next to Kozinski, when he “kind of picked the tablecloth up so that he could see the bottom half of me, my legs.” She said Kozinski remarked, “I wanted to see if you were wearing pants because it’s cold out.” The former clerk said that she was wearing pants at the time. The incident, she said, occurred in either late 2011 or early 2012.
“It made me uncomfortable, and it didn’t seem appropriate,” said the former clerk, who worked for a different judge.
All of the women The Post interviewed said they did not file formal complaints at the time. Bond said Kozinski had so vigorously stressed the idea of judicial confidentiality — that what is discussed in chambers cannot be revealed to the outside — that she questioned even years later whether she could share what had happened with a therapist, even though she had already talked with Ortega about what had happened.
Bond said Kozinski worked his clerks so hard that “there was no thought that I could see him as anything other than in complete control,” and she feared that not leaving with a good recommendation from him might jeopardize her career.
“I did think about walking away and concluded I just didn’t know what I would do if I did,” Bond said.
The other former Kozinski clerk who said the judge asked her to watch porn in his chambers said she both feared what the judge might do and knew that a complaint was unlikely to strip him of his influence.
“I was afraid,” the former clerk said. “I mean, who would I tell? Who do you even tell? Who do you go to?”
Murphy said she discussed what had happened with the judge for whom she was clerking, and he was supportive of her filing a complaint. But because the complaint would first go to Kozinski himself, then be referred elsewhere, Murphy said she chose not to proceed. The judge, Paez, declined to comment for this story through a representative.
As a judge, Kozinski has addressed the topic of sexual harassment in important ways. In 1991, he joined an opinion that decided such cases should be judged from the perspective of the victims, using what was then called the “reasonable woman” standard. The opinion, written by then-Judge Robert R. Beezer, noted pointedly, “Conduct that many men consider unobjectionable may offend many women.”
Beezer died in 2012. Kozinski himself wrote about sexual harassment in 1992, commenting on how legal remedies could come with unforeseen consequences.
He wrote that men “must be aware of the boundaries of propriety and lean to stay well within them,” while women “must be vigilant of their rights, but also have some forgiveness for human foibles: misplaced humor, misunderstanding, or just plain stupidity.”
He acknowledged, though, that the problem of harassment was a real one.
“But who knew, who understood, that it was quite so pervasive,” Kozinski wrote. “Apparently most women did, while most men did not. It was the best-kept secret of modern times.”
Julie Tate contributed to this report.

The Story Now is Attorney David Boies, the New York Times, and the RICO Lawsuit

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I find it interesting that the New York Times had a "relationship" with David Boies' law firm Boies Schiller Flexner.

What does it mean the NYT had a relationship with a major law firm and one which covered up Harvey Weinstein's actions?

Betsy Combier
betsy@advocatz.com

David Boies

The New York Times said late Tuesday that it had ended its relationship with David Boies and his firm after new details emerged about Boies’ work for Harvey Weinstein.
By Miriam Rozen | November 07, 2017 | Originally published on The American Lawyer

UPDATE: The New York Times said Tuesday night that it had “terminated its relationship” with Boies Schiller Flexner. The paper’s statement said in part: “We never contemplated that the law firm would contract with an intelligence firm to conduct a secret spying operation aimed at our reporting and our reporters. Such an operation is reprehensible, and the Boies firm must have known that its existence would have been material to our decision whether to continue using the firm. Whatever legalistic arguments and justifications can be made, we should have been treated better by a firm that we trusted.” Our earlier story is below.
In a message to lawyers and employees at his firm on Tuesday, David Boies said that Harvey Weinstein is no longer a client, and that Boies “would never knowingly participate in an effort to intimidate or silence women or anyone else.”

But law school ethics professors said that multiple questions arise for Boies in the wake of a New Yorker report that the Boies Schiller Flexner chairman contracted with former Israeli Mossad agents to stymie efforts by The New York Times to expose Weinstein’s pattern of alleged sexual harassment.
“These are all serious issues. David Boies has a great reputation. I’m not going to say he crossed the line, but there are some serious issues,” said Laurie Levenson, a professor of law at Loyola Law School in Los Angeles.
Top among those issues, according to Levenson: Could Boies’ actions on Weinstein’s behalf have deterred women from coming forward, potentially even skirting the line of suppressing witness testimony?
Levenson said The New Yorker article also raises questions about Boies’ adherence to obligations to clients and former clients about confidentiality, and about potential conflicts of interest if his work for Weinstein undermined the work of the Times, which was also a Boies Schiller client.
Boies did not respond to multiple requests for comment on Tuesday. In his email to staff, Boies said his firm’s engagement letter with the newspaper “made clear that we needed to be able to continue to represent clients adverse to the Times on matters unrelated to the work we were doing for the Times.”
“There is a lot coming at us fast and furious here,” Levenson cautioned. And she noted that a fine line separates lawyers’ efforts to determine what allegations they may face on the one hand, and actual suppression of witness testimony on the other.
Almost immediately after The New Yorker story was posted, The New York Times lashed out at Boies, whose firm represented the newspaper in two pending matters and a third that has been concluded, according to a Times spokeswoman.
“We learned today that the law firm of Boies Schiller and Flexner secretly worked to stop our reporting on Harvey Weinstein at the same time as the firm’s lawyers were representing us in other matters. We consider this intolerable conduct, a grave betrayal of trust, and a breach of the basic professional standards that all lawyers are required to observe. It is inexcusable and we will be pursuing appropriate remedies,” the Times said late Monday.
Levenson said the conflicts question is “attenuated,” since Boies was not representing the newspaper on a matter directly related to Weinstein. But, she said, “Clearly he has a client who feels like he was playing both sides.”
In his own statement on Tuesday, Boies described what he told Weinstein when he learned about the Times running a story with allegations about the movie producer’s predatory behavior to women:
“I told Mr. Weinstein at that time that neither I nor the firm would represent him in this matter, and he hired several other lawyers to represent him. I also told Mr. Weinstein that the Times story could not be stopped through threats or influence; the only way that the story could be stopped was by proving it was not true.
Mr. Weinstein, together with the lawyers representing him, selected private investigators to assist him and drafted a contract. He asked me to execute the contract on his behalf. I was told at the time that the purposes of hiring the private investigators were to ascertain exactly what the actress was accusing Mr. Weinstein of having done, and when, and to try to find facts that would prove the charge to be false and thereby stop the story. I did not (nor did the firm) select the investigators (at least one of which had been used by Mr. Weinstein previously) or direct their work; that was done by Mr. Weinstein and his other counsel.”
Such a fulsome account of what Boies told a client and what that client asked raises questions about client confidentiality, Levenson said. “Has he been revealing confidential information, information he learned by helping a client on a case?” she asked.
Ronald Minkoff, a partner in Frankfurt Kurnit Klein & Selz who leads the firm’s professional responsibility group, raised a separate concern about the activities of the investigators Boies hired. He said they appeared to engage in “pretexting,” or contacting people under false pretexts and identities. “It’s pretty clear that is something to avoid,” he said.
He suggested that Boies retained the investigators, rather than Weinstein doing so directly, to keep the information they gained under attorney-client privilege protections. Because Boies signed the contract, Minkoff said, “He was responsible for them.”
“He was either not supervising them and they were off doing things they should not be doing. Or he was supervising them. Either way, he was not steering the ship the way he should have been,” Minkoff said.
Deborah Rhode, who directs the Center on the Legal Profession at Stanford Law School, offered an even harsher assessment.
“What was he thinking? This is a clear violation of ethical rules and ethical norms to run opposition research on a current client,” Rhode said.
Boies’ statement that he did not supervise the investigators “is a mitigating factor,” not necessarily an entirely persuasive one though, she said.
“You have to have known that if you are working with organizations like those, there will be ethical issues,” she said.
If there’s a broader lesson based on what’s known so far, said Loyola’s Levenson, it’s that there are limits to client service.
“The biggest problem is getting sucked in by a client,” she said. “You might put on blinders and take risks you wouldn’t ordinarily take and not look as closely at ethical issues.”

Will Biglaw Firms Get Caught In The Weinstein RICO Lawsuit?

Which firms could be involved?

Harvey Weinstein, David Boies
| December 06, 2017


newly filed racketeering lawsuit claims several law firms, including K&L Gates and Boies Schiller Flexner, were key participants in an alleged scheme to cover up widespread sexual misconduct on the part of disgraced Hollywood producer Harvey Weinstein.
Six women, represented by Hagens Berman Sobol Shapiro, filed a proposed class action in Manhattan federal court on Wednesday, accusing Weinstein, the Weinstein Co., the company’s board members, Miramax Film Corp. and others of violating the Racketeer Influenced and Corrupt Organizations Act. The complaint parallels a similar one filed last month in California, with both complaints alleging that advisers and others in Weinstein’s orbit—referred to as members of a “Weinstein Sexual Enterprise”—helped “facilitate and conceal” a pattern of unwanted sexual conduct perpetrated by the film producer.

Prominent litigator David Boies and his law firm Boies Schiller had already been in the public spotlight over his work for Weinstein following a New Yorker report that the lawyer contracted with an Israeli private intelligence agency, Black Cube, as it was trying to derail a potential New York Times story about Weinstein’s predatory behavior toward women. That scrutiny continued this week when Boies’ actions came up again in a lengthy New York Times article looking at people who helped Weinstein keep his misconduct under wraps.
But the successive RICO suits also suggest that the fallout from the Weinstein scandal is expanding to include other legal advisers.
Although it does not specifically name lawyers or law firms as defendants, Wednesday’s complaint casts the lawyers and law firms surrounding Weinstein—including Boies Schiller, K&L Gates, U.K.-based BCL Burton Copeland, and Israel-based Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.—as central figures in the alleged scheme to cover up his misconduct. The firms are described as “co-conspirators” along with others that included Weinstein’s business associates and private intelligence firms.
“The law firm participants provided cover and shield to the Weinstein participants by contracting with the intelligence participants on behalf of the Weinstein participants and permitting the Weinstein participants to protect evidence of Weinstein’s misconduct under the guise of the attorney-client privilege or the doctrine of attorney work product when that was not the case,” the complaint said. “The law firm participants also approved the intelligence participants’ ‘operational methodologies,’ which were illegal.”
In an emailed statement on Thursday, K&L Gates described the complaint’s allegations about the firm as untrue and denied that it ever worked for Weinstein.
“We are aware of the lawsuits filed against Harvey Weinstein and others that mention K&L Gates. K&L Gates is not named as a defendant in the lawsuits but the suits attempt to claim that the firm was involved in a scheme to facilitate or cover up Mr. Weinstein’s activities. The claims relating to K&L Gates are false. K&L Gates has never represented Mr. Weinstein or any other person or entity concerning investigations or inquiries relating to Mr. Weinstein,” the firm’s statement said.
Representatives for the other law firms did not immediately respond to requests for comment. Previously, Boies Schiller provided a statement to affiliate publication The Recorder indicating that it would refrain from commenting on Weinstein-related matters in connection with a request from the producer’s current defense lawyer, Benjamin Brafman.

Judge Alex Kozinski Retires Suddenly After Being Accused By Many Women of Sexual Misconduct

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Judge Alex Kozinski of the U.S. Court of Appeals for the 9th Circuit, pictured in 2003. Six women — all former clerks or externs in the 9th Circuit — alleged to The Washington Post in recent weeks that Kozinski, now 67, subjected them to a range of inappropriate sexual conduct or comments. (Paul Sakuma/AP)
One down, and all the rest of the judges we know who are corrupt should be worried. But we know they are not.
Judicial corruption is rampant in America, and the quick departure of Judge Kozinski gives us at least some hope that more people in the judicial arena will follow.

See 

Judge Alex Kozinski of the U.S. Court of Appeals for the 9th Circuit is Accused by Six Women of Sexual Misconduct


and,


Betsy Combier
betsy@advocatz.com

Ninth Circuit Judge Alex Kozinski
Judge Alex Kozinski, Apologizing Amid Harassment Claims, Retires Immediately
Federal appeals judge Alex Kozinski, beset by allegations of sexual misconduct, on Monday announced his retirement effective immediately.
By Marcia Coyle | December 18, 2017 at 09:40 AM | Originally published on The Recorder


Ninth Circuit Judge Alex Kozinski
Federal appeals judge Alex Kozinski, beset by allegations of sexual misconduct, on Monday announced his retirement effective immediately.
The Washington Post reported Friday evening that nine women, in addition to six who earlier lodged allegations against the longtime Ninth Circuit judge, accused him of making inappropriate comments. Four of the women claim he touched them inappropriately.
Those allegations followed action by Chief Justice John Roberts Jr. on Friday in which he transferred a complaint initiated by Ninth Circuit Chief Judge Sidney Thomas to the Second Circuit. The Judicial Council of the Second Circuit would have overseen the misconduct investigation.
In a statement released by his lawyer, Susan Estrich of Quinn Emanuel Urquhart & Sullivan, Kozinski said he “always had a broad sense of humor and a candid way of speaking to both male and female law clerks alike. In doing so, I may not have been mindful enough of the special challenges and pressures that women face in the workplace. It grieves me to learn that I caused any of my clerks to feel uncomfortable; this was never my intent. For this I sincerely apologize.”
Kozinski said family and friends had urged him to remain on the bench, at least long enough to defend himself from the sexual misconduct allegations.
“But I cannot be an effective judge and simultaneously fight this battle,” he said in the statement. “Nor would such a battle be good for my beloved federal judiciary. And so I am making the decision to retire, effective immediately.”
Kozinski was appointed to the appeals court in 1985 by President Ronald Reagan. He served as chief judge from November 2007 until December 2014.
Kozinski’s full statement is posted below:
It has been an unparalleled honor to serve as a federal judge for more than thirty-five years. I firmly believe that a strong judiciary, free from political pressures, is vital to the preservation of this great nation. I found in this country, and in my work, opportunities and satisfaction that I never thought imaginable when I arrived here, at the age of 12, a refugee from Communism. I am grateful to my colleagues with whom I have had the privilege of serving, and to the countless hard-working lawyers who have appeared before me. I have learned so much from them all and will be forever grateful for their professionalism, intellectual rigor, and in many instances their steadfast friendship.
It has also been my privilege to help train the best and the brightest of several generations of new attorneys. I was made better by working with them. My clerks went on to stellar careers in law, business and academics. Their success has made me proud and I am gratified by the outpouring of support I have received privately from so many of them.
Still, I’ve always had a broad sense of humor and a candid way of speaking to both male and female law clerks alike. In doing so, I may not have been mindful enough of the special challenges and pressures that women face in the workplace. It grieves me to learn that I caused any of my clerks to feel uncomfortable; this was never my intent. 
For this I sincerely apologize.
A couple of years ago, as I reached the age when several of my colleagues had decided to take senior status or retire, I began considering whether the time had come for me to move on as well.  Family and friends have urged me to stay on, at least long enough to defend myself. But I cannot be an effective judge and simultaneously fight this battle. Nor would such a battle be good for my beloved federal judiciary. And so I am making the decision to retire, effective immediately.
Read more:



Attorney Evan Greebel is Convicted of Helping Felon Martin Shkreli Defraud Retrophin

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Evan Greebel, center, leaving court in 2015. After his conviction on Wednesday, he faces
up to 20 years in prison. 
CreditJohn Taggart/Bloomberg

Martin Shkreli, former hedge fund manager, and convicted, incarcerated felon, is held by mostAmericans in contempt for raising the price of the anti-parasitic drug Daraprim to $750 a pill, from $13.50. Now his lawyer Evan Greebel has been indicted for helping Mr. Shkreli in the scheme to defraud Shkreki's former pharmaceutical company, Retrophin.

Truly a pair of greedy turds, in my opinion.

Betsy Combier
betsy@advocatz.com
Editor, Advocatz
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Martin Shkreli’s Ex-Lawyer Is Convicted of Fraud


A lawyer who once advised the former drug company executive Martin Shkreli was convicted on Wednesday of helping Mr. Shkreli defraud a pharmaceutical company.

The lawyer, Evan Greebel, who was outside counsel to Mr. Shkreli’s former drug company, Retrophin, was found guilty by a jury in Brooklyn of charges he conspired to commit wire fraud and securities fraud, prosecutors said.

“We are shocked by the verdict,” said Reed Brodsky, a lawyer for Mr. Greebel. “We will continue to fight for justice for Evan Greebel and his family.”

A different jury found Mr. Shkreli guilty in August of defrauding hedge fund investors, but cleared him of conspiring with Mr. Greebel to steal from Retrophin.
Bridget Rohde
The acting United States attorney in Brooklyn, Bridget Rohde, said the verdict sent a message to lawyers that they would be held accountable when they “use their legal expertise to facilitate the commission of crime.”

She added, “By helping Retrophin C.E.O. Martin Shkreli steal millions of dollars and cover up Shkreli’s fraud, the defendant Evan Greebel betrayed the trust placed in him by Retrophin’s board of directors to represent the company’s best interests.”

Mr. Shkreli, 34, became notorious in 2015 when, as chief executive of Turing Pharmaceuticals, he raised the price of the anti-parasitic drug Daraprim to $750 a pill, from $13.50. The price increase was unrelated to the criminal case. He is awaiting sentencing on the fraud conviction.

The charges he and Mr. Greebel faced were related to Mr. Shkreli’s management of, Retrophin and of two hedge funds he ran, MSMB Capital and MSMB Healthcare, from 2009 to 2014.

Prosecutors have said that Mr. Shkreli lied about the funds’ finances to lure investors and concealed devastating trading losses. They said he paid investors back with money and shares stolen from Retrophin, which he founded in 2011.

Mr. Greebel was charged with assisting Mr. Shkreli in defrauding Retrophin through a series of settlement and sham consulting agreements.

In September, after his conviction, Mr. Shkreli was jailed after he offered a $5,000 reward in a posting on Facebook for a strand of hair from the former presidential candidate Hillary Clinton. That prompted United States District Judge Kiyo Matsumoto to revoke his bail.

Mr. Greebel denied wrongdoing, and at trial, his lawyers sought to distance their client from Mr. Shkreli, whose provocative public behavior earned him the nickname “pharma bro.”

Mr. Brodsky told jurors during his opening statement that Mr. Shkreli lied to Mr. Greebel just as he had lied to investors.

Mr. Greebel was also accused of conspiring with Mr. Shkreli to exercise secret control over Retrophin shares belonging to several other shareholders. Mr. Shkreli was found guilty of that charge during his trial.

William F. Sweeney Jr., the assistant director-in-charge of the Federal Bureau of Investigation’s New York field office, said investment fraud remained a priority.

“While it’s become increasingly more evident that Greebel exploited his knowledge of the law in his efforts to break the law, today we finally see justice served in a case that’s spent no shortage of its time in the spotlight,” Mr. Sweeney said.

When he is sentenced, Mr. Greebel faces a maximum of 20 years in prison.

Mr. Greebel, 44, was a partner at the law firm Katten Muchin Rosenman when he was working for Retrophin. He later joined the firm Kaye Scholer, but resigned after his arrest in December 2015.
Evan Greebel and Martin Shkreli
Indicted Kaye Scholer Partner Resigns

Biglaw partner Evan Greebel is in Biglaw no more.

Remember how there was a Biglaw partner caught up in the whole Martin Shkreli securities fraud mess? While the rest of the world celebrated the downfall of the massive douchebag that rose to infamy by raising the price of a life-saving pill, Daraprim, by 5,000% (from $13.50 to $750), over in our little corner of the internet, there was plenty of schadenfreude-laced glee over the fact that a Kaye Scholer partner, Evan Greebel, got arrested alongside his former client. (Greebel represented Shkreli while at Katten Muchin, where he worked for more than a decade before joining Kaye Scholer.)
Though Greebel was still gainfully employed in Biglaw back in December, it seems that is no longer the case. As Law360 reports:
Evan Greebel, who remained a partner at Kaye Scholer despite being indicted for allegedly funneling cash from biopharmaceutical company Retrophin Inc. to investors in hedge funds founded by Shkreli, is no longer a partner at the firm, according to spokeswoman Andrea Orzehoski.
As for the exact date of Greebel’s resignation, Orzehoski would only say that it was recent and declined to discuss the results of the firm’s internal investigation of the attorney. Orzehoski said last month that upon conclusion of the probe, “the firm will take appropriate action.”
That isn’t the only shake-up in the notable case — he’s also made a change at the counsel’s table. With the means to hire the best of the best and the experience to know the big players in the white-collar world, Greebel initially tapped a well-known boutique, Morvillo Abramowitz Grand Iason & Anello, and partners Jonathan Sack and Benjamin Fischer. But all that is different now:
Gibson Dunn partner Reed Brodsky told the court on Feb. 8 that he will be defending Greebel against the criminal charges. Gibson Dunn partner Joel M. Cohen and counsel Lisa H. Rubin were also added to Greebel’s defense team, according to court records.
On Friday, Jonathan S. Sack and Benjamin S. Fischer of Morvillo Abramowitz Grand Iason & Anello PC were allowed to withdraw as co-counsel for Greebel, leaving Gibson Dunn as Greebel’s only attorneys.
White-collar enthusiasts may remember Brodsky for his former role in the U.S. Attorney’s office for the Southern District of New York, where he was lead prosecutor in the conviction of Rajat Gupta on insider trading charges. Though he is now on the other side of the room, this case is sure to reverberate in the legal world.

Former Senate Majority Leader Dean Skelos, in Federal Court, Testifies That He Needed To Help His Son Adam

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Former State Senate Majority Leader Dean Skelos leaves Manhattan Federal Court during his retrial on
extortion and bribery charges on Friday. (Jefferson Siegel / New York Daily News)
Dean Skelos, formerly one of the most powerful men in Albany, testified in his defense in the corruption case currently unfolding in Federal Court. He says he was a good dad, only trying to help his troubled son Adam.

We all want to help our kids. But using threats and a public office to make sure that someone obeys is another matter.

Put father and son in jail for a long time. Teach other politicos a lesson in dealing with private matters while in public office.

That is my two cents.

Betsy Combier
betsy.combier@gmail.com
betsy@advocatz.com
ADVOCATZ.com
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
Editor, Inside 3020-a Teacher Trials

Disgraced pol Dean Skelos testifies in federal trial he was just trying to help troubled son

JUL 06, 2018

He was a good dad with a bad son.

Former state Senate Majority Leader Dean Skelos took the witness stand Friday at his federal corruption retrial to admit, yes, he pulled a few strings for his ne’er-do-well son — but no favorable legislation was advanced in exchange.

The former Albany bigwig, who’s accused of soliciting bribes and extorting businesses to employ his slacker son, Adam, explained what he did for the love of his kid.
“Quite frankly, I’ve asked a lot of people to help my son,” he said. “If I had the opportunity to ask (somebody) to help Adam, I would.”

But the disgraced ex pol said he never threatened or intimidated anyone for the favors, almost laughing off the insinuation under questioning.

The Long Island Republican — once one of the three powerful men who decided how the state budget would be spent — told the court about his decades-long political career, his son’s behavioral problems from a young age and their close-knit father and son relationship. Skelos cut a confident figure, wearing a beige suit and a blue tie, and cracking more than one joke during his testimony.

The fallen legislator said he and his adopted son, 35, had a impenetrable bond from the get-go, which he partially attributed to his wife leaving in 1982.

“(Life circumstances) changed — number one, I lost my election,” he said. “But also the marriage did not work out, and for a while, I was the primary caregiver of Adam.”

Skelos, 70, said he would take his baby boy to political events, even holding him up on stage when he gave speeches. Offstage, Adam Skelos grew up struggling in school and with behavioral problems, he said.

“We would discuss school. We would discuss our personal lives. Adam had certain issues he was dealing with,” Skelos said. When the boy was 7 or 8, his dad enrolled him in special-education classes for reading and language, where he remained for four or five years. Skelos said he tried to be a positive force in his son’s life, telling him, “Move forward — have confidence in yourself, do the right thing.”

By the time Adam Skelos reached his early 20s, drug and alcohol addiction became a bigger issue.

“What I would always try to do is manage him through those issues,” he said. “There’s nothing more important than being a parent.”

Skelos didn’t shy away from talking about his son’s temper.

“His temperament, sometimes he could get a bit abrasive,” he said. “It could get a little ugly.”

For all his close parenting, Skelos wasn’t able to instill a strong work ethic in his son.

Anthony Bonomo, a medical malpractice CEO who hired Adam Skelos at his father’s request, complained about the son not coming to work.

“He called me and indicated that Adam was not performing well — that he wasn’t showing up the way he felt he should,” the former senator told the court.

Instead of addressing it himself, Skelos said he kicked the problem back to Bonomo, who he said had been a friend for 30 years. He told the insurance executive, “If there’s any way you could remediate the problem, it would be nice.”

His lawyer, Robert Gage asked about his tone.

“Certainly not threatening,” he said. “I think what he heard was my frustration with Adam.”

Adam Skelos, center

Gina L. Bianchi Sues DCJS Commissioner Michael C Green and Others After She was Terminated For Cooperating With DCJS

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Brian Gestring, director of Forensic Science Office for DCJS, and a members of the New York State Forensic Science Commission, takes part in a commission meeting on Wednesday, March 21, 2018, in Albany, N.Y. (Paul Buckowski/Times Union)


Attorney who was fired for cooperating with inspector general files lawsuit

ALBANY — A female attorney who was terminated from her job at the state Division of Criminal Justice Services for cooperating in a sexual harassment investigation filed a federal lawsuit Friday accusing the agency's leader of covering up the allegations against a former forensics director.
The civil rights lawsuit was filed in U.S. District Court by Gina L. Bianchi against DCJS Commissioner Michael C. Green and two other agency leaders, general counsel John Czajka and human resources director Karen Davis.
The lawsuit also targets state Inspector General Catherine Leahy Scott, whose office conducted the harassment investigation of former DCJS director Brian J. Gestring, and subsequently turned over Bianchi's confidential testimony to the agency without her knowledge.
The decision by Green last December to terminate Bianchi — after interrogating her for more than two hours with a copy of her testimony from the inspector general's office — has resonated across state agencies and left many workers saying they no longer feel safe cooperating with Leahy Scott's office.
Leahy Scott's decision and Green's actions have not been questioned by Gov. Andrew M. Cuomo, who has declined comment.
The lawsuit notes that Green took no action against Gestring, who was found to have engaged in years of sexual harassment, racism, ageism and workplace violence.
A DCJS spokeswoman on Friday declined comment and said they have not been served with a copy of the lawsuit. A spokesman for Leahy Scott also declined to comment.
Bianchi's lawsuit said that Green, who had counseled Gestring in 2012 for workplace misconduct, told her repeatedly during the December interrogation that she should have been more evasive in her testimony to the inspector general's office, "with a statement that was, in sum or substance, 'I do not have a specific fact upon which to base an answer to your question.'"
Bianchi said that in 2012, not longer after Gestring was hired as director of the agency's Office of Forensic Science, that Green removed Gestring from her supervision. The move took place after Bianchi had documented Gestring's alleged misconduct in a counseling memo. When she subsequently reported additional acts of inappropriate behavior by Gestring, the complaint states, Green did nothing and told her to "stay out of OFS"— a reference to Gestring's office.
"The actions taken by defendants have been taken with the intention to chill the speech of plaintiff, as well as the speech of all DCJS employees — and, indeed, all state employees generally — who might consider complaining of, and/or testifying about, civil rights and other violations," the complaint states.
The agency's decision to punish Bianchi and another female employee who testified about Gestring's alleged misconduct was exposed by the Times Union in a story published on March 18. Cuomo's office subsequently issued a statement saying the governor had asked the state's Joint Commission on Public Ethics to conduct another investigation — the fourth investigation of the case by a state agency. The probe by JCOPE has languished and Bianchi and the other female employee, Kimberly Schiavone, have not been interviewed by its investigators.
Bianchi and Schiavone, who was transferred out of the forensic science office against her wishes after she filed a complaint against Gestring, were later ordered by DCJS officials to move into smaller offices — including one that was formerly a closet. DCJS then rescinded its directive against Bianchi not long after the Times Union asked what had prompted the decision.
The lawsuit claims that employees who cooperated with Leahy Scott's investigation of Gestring last year "were specifically told, and/or understood, that the sworn testimony they provided would be confidential.  ... It is not the standard or routine practice of the office of the New York state inspector general to release tapes or transcripts of state employees' testimony to those employees' supervisors, or to agency heads, or to agency counsels in connection with the inspector general's investigations."
Gestring was abruptly fired March 23 for what the agency said was an unrelated complaint involving inappropriate comments made at an off-site training seminar in June 2017. Sources familiar with that allegation said the incident took place during a DNA training session at the State Police crime laboratory, where Gestring allegedly had made a vulgar remark as the group examined a rape case involving young children. A female State Police scientist filed a complaint about his remark, but the agency took no action.
The investigation of Gestring revealed a history of offensive and inappropriate behavior that began shortly after he started working for DCJS in July 2012. Records indicate that about four months after Gestring was hired, he received two counseling memos for misbehavior. Gestring signed the memos certifying that he had read them, but added handwritten notes claiming he disagreed with the findings, had been forced to sign them, and that staff at DCJS had "agendas," according to details of the inspector general's investigation shared with the Times Union.
Leahy Scott's investigators, who obtained sworn testimony from multiple DCJS employees, said they were also told that Gestring had once encouraged a female manager to file fraudulent sexual harassment charges against a male colleague in an apparent effort to have him terminated. The woman refused.
In October, Leahy Scott and her deputy inspector general, Spencer Freedman, met with Czajka, DCJS's top legal counsel, and Green to outline the findings of their investigation.
Leahy Scott, who was appointed inspector general by Cuomo in 2013, followed up the October meeting with a five-page letter to DCJS on Dec. 6 outlining the findings of her office's investigation. The letter recommended the agency take action against Gestring and two other officials accused of mishandling the allegations, First Deputy Commissioner Mark Bonacquist and Davis, the human resources director.
The agency did not take action against those employees. Instead, DCJS said it had conducted its own investigation and could not sustain the allegations against Gestring.

Bianchi, an attorney who has worked at DCJS for 24 years, was terminated by Green a day before Leahy Scott's report — in the form of a letter — was sent to Green. It's unclear why Leahy Scott outlined her findings in a letter rather than a report, which are normally made public.
Although Bianchi was terminated, she was able to fall back into a lower-paying job with the agency due to state hiring regulations, but took a $44,000-a-year pay cut.
Schiavone had filed a workplace violence complaint against Gestring last August, but the agency did not follow up and never interviewed her about the complaint, said John W. Bailey, who is the attorney for Schiavone and Bianchi.
In a prior statement, DCJS said its decision last December to terminate Bianchi and transfer Schiavone were "appropriate actions ... to maintain the appropriate work environment at DCJS."

Attorney Nicholas A. Penkovsky Suspended From Practicing Law For 3 Months

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Nicholas A. Penkovsky, (admitted as Nicholas Alexander Penkovsky), an attorney and counselor-at-law, v Attorney Grievance Committee  for the First Judicial Department, Petitioner 

Supreme Court, Appellate Division, First Department, New York.

IN RE: Nicholas A. Penkovsky, (admitted as Nicholas Alexander Penkovsky), an attorney and counselor-at-law, Attorney Grievance Committee for the First Judicial Department, Petitioner,

M–3095 M–3699

    Decided: February 09, 2018

Peter H. Moulton, Justices.
SUPREME COURT, APPELLATE DIVISION
FIRST JUDICIAL DEPARTMENT
Barbara R. Kapnick, Justice Presiding,
Marcy L. Kahn
Ellen Gesmer
Cynthia S. Kern
x
Nicholas A. Penkovsky,
Respondent.
x
Disciplinary proceedings instituted by the Attorney Grievance Committee for the First Judicial Department. Respondent, Nicholas A. Penkovsky, (who, as Nicholas Alexander Penkovsky was admitted to the Bar of the State of New York at a Term of the Appellate Division of the Supreme Court for the First Judicial Department on January 31, 1994).
Jorge Dopico, Chief Attorney,
Attorney Grievance Committee, New York
(Kevin P. Culley, of counsel), for petitioner.
Ronald B. McGuire, Esq. for respondent.
M–3095/CM–3699– July 17, 2017
In the Matter of Nicholas A. Penkovsky, An Attorney
PER CURIAM
Respondent Nicholas A. Penkovsky was admitted to the practice of law in the State of New York by the First Judicial Department on January 31, 1994, under the name Nicholas Alexander Penkovsky. At all times relevant to this proceeding, respondent has maintained an office for the practice of law within the First Department.
In 2015, the Attorney Grievance Committee (the Committee) brought disciplinary charges against respondent alleging violations of the Rules of Professional Conduct (RPC) (22 NYCRR § 1200.00) rules 1.3(b) (neglect), 1.3(c) (intentionally failing to carry out a contract of employment entered into with a client for professional services), 1.4(a)(2) (failure to reasonably consult with a client about the means by which the client's objectives are to be accomplished), 8.4(b) (illegal conduct that adversely reflects of one's honesty, trustworthiness or fitness as a lawyer), 8.4(d) (conduct prejudicial to the administration of justice), and 8.4(h) (other conduct that adversely reflects on one's fitness as a lawyer).
On June 23, 2016, respondent and the Committee stipulated to the facts and all of the charges of misconduct. On June 28, 2016, a hearing was held before a Referee, which focused on the appropriate sanction for respondent's misconduct.
The Committee did not call any witnesses but offered documentary evidence. Respondent testified in mitigation, called his counsel as a character witness,1 and introduced documentary evidence. Both parties submitted posthearing memoranda; the Committee argued that respondent should be suspended for six months, and respondent urged a private reprimand or Admonition, or a conditional Admonition requiring respondent to continue his efforts to satisfy his professional and financial obligations with a public censure to follow if respondent failed to adhere to the conditions.
By report dated September 15, 2016, the Referee sustained all the charges and recommended that respondent be publicly censured.
Now, by motion dated June 8, 2017, the Committee moves, pursuant to the Rules for Attorney Disciplinary Matters (22 NYCRR) § 1240.8(b) and the Rules of the Appellate Division, First Department (22 NYCRR) § 603.8–a(t), for an order affirming the Referee's liability findings and imposing whatever sanction this Court deems just and proper.
By cross motion dated July 10, 2017, respondent moves for an order affirming the Referee's liability findings, disaffirming the Referee's sanction recommendation of a public censure, and directing that respondent receive a private reprimand which has been replaced by Admonitions (22 NYCRR 1240.2 [b] ). In addition, respondent requests oral argument.
The facts of respondent's misconduct are not in dispute. In April 2009, a client retained respondent to pursue a copyright infringement case involving the alleged unauthorized use of his photographs. The client paid respondent an advance legal fee of $1,500 and agreed to an additional fee of one third of any net recovery after settlement or trial. Respondent took some minimal steps regarding the case but never commenced a lawsuit or took other significant action. Over a period of approximately three years, respondent was repeatedly unresponsive to the client's efforts to communicate with him in order to discuss the status of the case. Whenever the client was able to reach respondent, respondent misled the client to believe that the litigation was proceeding in the normal course when it was not.
Between February and April 2012, an attorney wrote to respondent on behalf of the client in order to request a case update. Respondent did not respond despite the attorney's warning that a disciplinary complaint would be filed if respondent continued to ignore his requests. In August 2012, the client filed a complaint against respondent with the Committee. At a May 29, 2014 deposition, respondent, then pro se, admitted that he failed to communicate with the client and had not properly pursued his case. As a result, some or all of the client's copyright infringement claims were time-barred.
The Referee found that respondent intentionally failed to fulfill his obligations under the retainer agreement, neglected the client's case, failed to reasonably consult with his client, and misled his client to believe that the litigation was proceeding when it was not, in violation of RPC rules 1.3(b), 1.3(c), 1.4(a)(2), and 8.4(d). Accordingly, the Referee sustained charges one through four, which were based on these actions.
In or about June 2007, respondent sublet office space from the law firm of Segan, Nemerov & Singer, P.C (Segan). Respondent stopped paying rent in or about January 2009 but continued to occupy the office space until October 2010. In 2011, Segan sued respondent for unpaid rent. Respondent served Segan with a motion to dismiss which alleged, inter alia, lack of jurisdiction due to improper service. The motion had a return date of August 31, 2011 but respondent never filed it with the court, nor did he inform Segan that it had not been filed. Segan, unaware that the motion had not been filed with the court, responded by way of a cross motion for summary judgment. Respondent did not respond to the cross motion nor did he appear on the return date. In September 2011, the court awarded Segan summary judgment against respondent for $26,695.30. Respondent did not appeal the judgment and never made any payment on it. In response to a disciplinary complaint filed by Segan against respondent, respondent raised similar arguments to those raised in his unfiled motion to dismiss. However, at his deposition, respondent conceded that Segan's judgment against him was valid.
The Referee found that respondent's conduct with respect to the motion to dismiss adversely reflected on his fitness as a lawyer, in violation of RPC rule 8.4(h). Accordingly, the Referee sustained charge five, which was based on these actions.
Respondent admittedly failed to file federal and New York State personal income tax returns for the tax years 2009 through 2014. Moreover, at his May 29, 2014 deposition, respondent misleadingly implied that he had been granted multiple extensions to file his tax returns which were still in effect, although they had in fact expired. Respondent admittedly failed to ascertain that the extensions were no longer in effect and correct his misstatements to the Committee.
The Referee found that respondent's failure to file his personal income tax returns constituted illegal conduct that adversely reflected on his honesty, trustworthiness or fitness as a lawyer, in violation of RPC rule 8.4(b). The Referee also found that his misleading testimony to the Committee regarding the status of his extensions reflected adversely on his fitness as a lawyer in violation of RPC rule 8.4(h). Accordingly, the Referee sustained charges six and seven, which were based on these actions.
In 2002, a judgment was entered against respondent for his unpaid law school loans, which included interest and penalties, for $116,606.71. In addition, between 2002 and 2015, other judgments and liens were entered against respondent which totaled approximately $59,321.71.
The Referee found that respondent's failure to satisfy the judgments and liens entered against him constituted conduct prejudicial to the administration of justice, in violation of RPC rule 8.4(d). Accordingly, the Referee sustained charge nine, which was based on these actions.
Lastly, the Referee found that respondent's overall conduct adversely reflected on his fitness as a lawyer, in violation of RPC rule 8.4(h).
Since the facts of respondent's misconduct are stipulated to and the parties both request that we affirm the Referee's findings of liability, we so affirm. We turn now to the issue of the appropriate sanction for respondent's misconduct.
In mitigation, respondent explained that he attended law school in pursuit of a career change after being laid off from work in the film production industry. Respondent graduated from law school at age 39 with $70,000 of loan debt. Respondent worked briefly for a small law firm before being let go; and, because he could not find other work, has been a solo practitioner since 1997. Since 2009, respondent's law practice has failed to generate sufficient income and respondent found it difficult to pursue business aggressively because of the breakdown of his marriage. Respondent and his estranged wife have been engaged in acrimonious divorce proceedings and lost their only significant asset, a cooperative apartment they owned together, because they failed to pay maintenance charges.
Respondent also explained that he has been participating in therapy and a support group, and submitted a letter from his current therapist. In addition, after stipulating to his misconduct, respondent went on to file tax returns for the years in which he was delinquent.
Respondent expressed remorse and acknowledged that he needed help to properly fulfill his professional responsibilities. He also noted his prior pro bono and other volunteer work. He submitted nine character letters from, among others, law school professors and members of the New York bar attesting to his good character, professionalism, and integrity.
Respondent's attorney, who has known respondent since 1991, testified to respondent's good character, professional competence, and commitment to public interest cases. Respondent's counsel testified that he would be comfortable referring clients to respondent, but, given respondent's professional and personal difficulties, he would take it upon himself to monitor how respondent handled those cases.
In aggravation, the Committee introduced a prior Admonition issued to respondent in 2013 for conduct prejudicial to the administration of justice in violation of RPC rule 8.4(d). Respondent had represented, in federal court, a group of tenured New York City public school teachers who had been suspended. Respondent filed a fourth amended complaint that had previously been found deficient by both a magistrate and a judge. Respondent was sanctioned for this with a $5,000 fine. Respondent delayed his payment of the fine by 16 months by raising frivolous challenges to the sanction.2
The Referee recommended that respondent be publicly censured. While the Referee viewed suspension as too harsh, the Referee acknowledged that a private Admonition would not be sufficient to protect future clients from possible inadequate representation by respondent.
We agree with the Referee that a private Admonition would not be appropriate in this case and therefore reject respondent's request, in his crossmotion, that we disaffirm the Referee's proposed sanction and impose an Admonition. Respondent neglected a client matter, prejudiced the administration of justice in litigation with his former landlord, did not file his taxes for several years, and was delinquent in his debts. He was also previously admonished by this Court. While respondent has expressed remorse, confronted personal and financial difficulties, and is taking steps to improve himself, his actions were serious enough that future clients should be on notice of them.
We find that, in this case, a three-month suspension is appropriate. We have previously imposed three-month suspensions where, like here, an attorney committed multiple acts of misconduct and was previously admonished, but expressed remorse and presented evidence in mitigation (see Matter of Bartley, 151 AD3d 1, 3–5 [1st Dept 2017]; Matter of Peralta–Millan, 141 AD3d 87, 89 [1st Dept 2016] ). We find that this sanction appropriately balances respondent's misconduct and the evidence in mitigation (Bartley, 151 AD3d at 4).
We have considered and reject respondent's request for oral argument.
Accordingly, the Committee's motion should be granted to the extent of affirming the Referee's findings of fact and conclusions of law and respondent suspended from the practice of law in the State of New York for a period of three months and until further order of this Court. Respondent's crossmotion should be granted to the extent of affirming the Referee's findings of fact and conclusions of law and otherwise denied.
All concur.
Order filed.
FOOTNOTES
1.   The Referee permitted respondent's counsel to testify as a character witness with the understanding that his testimony would be stricken in whole or in part if respondent raised objections based on the attorney-client privilege during cross-examination by the Committee or examination by the Referee. No such objection was raised.
2.   As additional evidence of aggravation, the Referee considered the testimony by respondent that he never filed the motion to dismiss in the Segan matter because he simply forgot, which the Referee did not find credible.

NY Daily News: Aitabdellah Salem Sat In Rikers For $1, Now Wants City To Pay

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There must be consequences for committing a crime, that's for sure. We have laws to protect us. But there should be consequences for leaving a man imprisoned because no one told him he could be free on $1 bail.
Judge John Koeltl
C'mon, this is common sense. Federal Judge John Koeltl should change his mind, or be reprimanded.

Betsy Combier
betsy.combier@gmail.com
betsy@advocatz.com
ADVOCATZ.com
Editor, NYC Rubber Room Reporter
Editor, Parentadvocates.org
Editor, New York Court Corruption
Editor, National Public Voice
Editor, NYC Public Voice
                                       Editor, Inside 3020-a Teacher Trials

Aitabdella Salem

Sat in Rikers for $1

Did 5 mos., not told bail was cut, but lawsuit tossed

NY Daily News, Stephen Rex Brown, Aug. 5, 2018
He was left to languish on Rikers Island for five months without being told his bail was only a dollar – but there’s no one to blame.
A judge has tossed a lawsuit filed by a Queens man who alleges the city violated his constitutional rights through the unnecessary time in jail, ruling that the debacle was not “outrageous.”
Aitabdellah Salem’s ordeal revealed a disastrous failure in court bureaucracy. He was arrested for shoplifting and assault following a struggle with a cop on Nov. 21, 2014. At the time of his arraignment, he was facing a previous assault charge and a judge slapped him with $50,000 bail. Less than a week later, his bail was reduced to $1 during a hearing he didn’t attend. He missed a total of four hearings regarding his case.
The public defenders who waived his appearances never gave him updates, and jail staff did not follow orders to bring him to court, Salem charges. He didn’t learn he could have bought his freedom for less than the price of a cup of coffee until April 2015.
Nevertheless, Salem’s stay at the Anna M. Kross Center on Rikers wasn’t egregious enough to sustain his lawsuit for violations of his due process rights, Manhattan Federal Court Judge John Koeltl wrote.
“Failure to produce Salem in court and failure to inform Salem that his bail had been reduced may amount to negligence, but in total, his detention under these circumstances does not meet the standard required to be considered outrageous,” Koeltl wrote.
Salem, 43, is serving five years in prison for second-degree assault and petty larceny for shoplifting at a Zara store in the Flatiron district. That sentence weighed heavily in Koeltl’s decision.
“Salem has not challenged the validity of his convictions,” Koeltl wrote in a ruling released Wednesday. “The defendants were justified in holding Salem until bail was paid.”
Salem’s attorney, Welton Wisham, was outraged.
“I just can’t believe you can hold a guy for $1 bail!” he said. “But according to this judge, it’s OK!”
On April 15, 2015 — after 138 days on Rikers — Salem was freed on bail. A correction officer told him a jail chaplain — who never met Salem but heard about his case — paid his bail.
Salem was convicted on Aug. 9, 2016, his time served at Rikers will be applied to his prison time as a credit.
The city Law Department declined to comment. Koeltl gave Wisham until next month to file an amended complaint to address legal issues in the suit.
The attorney said he hadn’t yet broken the news of the court defeat to Salem.
“I don’t know if the system is racist. I don’t know what to say,” Wisham said. “How can he pay the bail if he didn’t know about it?”

Queens man who spent five months at Rikers not knowing his bail was only $1 suing city, Legal Aid lawyers
Now he wants the city and his lawyers to pay.

A Queens man who languished at Rikers Island for five months without knowing his bail was just $1 is suing the city and his Legal Aid lawyers for keeping him in the dark.

Aitabdel Salem, 42, was arrested on Nov. 21, 2014, on charges he attacked an NYPD officer trying to collar him after he allegedly stole a coat at a Zara store in the Flatiron district, according to court documents.

His bail was initially set at $25,000 in that case and in a second case the next day.

On Nov. 26, his return court date, he was never produced in court, and a judge dropped the bail in one of those cases to a buck.

Two days later, he was again not produced in court. A judge ordered him released on his own recognizance in the second case because prosecutors hadn't convened a grand jury within 144 hours, as is required by law if a felony suspect is held on bail, according to the lawsuit.

Salem had another court date on Feb. 11, and again, he wasn't produced before a judge, the lawsuit claimed.

At each court date after his arraignment, his lawyer waived his appearance and allowed the proceeding to go on without him, the lawsuit alleges.

"Mr. Salem implored corrections officers within (Rikers Island) to tell him what happened on his respective court dates," the lawsuit alleges. "None of the corrections officers told him that he was ordered to be free on Nov. 28, 2014, because his bail had been reduced from to $1.

"In fact, they all ignored his unrelenting pleas for information regarding his freedom," the lawsuit alleges.

A prison chaplain ultimately paid his bail on April 15, 2015.

The Daily News first broke Salem's story in June 2016, after he was acquitted on bail-jumping charges. He missed a court date about a month after his release because he hadn't been told of a scheduling change, according to the lawsuit.

Salem was ultimately convicted on felony assault and criminal tampering charges in August, and is serving four and a third to five years in state prison.

Man Claims He Spent Months On Rikers Because No One Told Him His Bail Was $1

A former Rikers Island inmate is suing the city and the Legal Aid Society, saying that he was jailed for over four months without anybody telling him that his bail had been set at a dollar.
Aitabdellah Salem was arrested in November 2014 for allegedly stealing a coat from a Zara store, injuring a police officer, and possessing burglary tools. Facing charges of assault and petit larceny, he was arraigned in two separate cases, and initially had his bail set at $25,000 for each case. Within days, however, a judge reduced his bail for one case to $1. Judges often set bail at $1 for defendants facing multiple cases so that they get credit towards time served if they are later convicted.
When a grand jury failed to convene within a week in the other case, another judge ordered Salem released.
From late November till the following April, Salem sat. Court appearances came and went, and according to his suit, his three Legal Aid attorneys repeatedly appeared in court without him, and each time failed to notify him that only a dollar stood between him and freedom. Rikers guards, too, failed to inform him of his bail status, even as he repeatedly asked them for information, Salem alleges. He suffers from schizophrenia, according to the court filing.
Salem was released only when a jail chaplain whom he had never met paid his bail.
The lawyers' and jailers' approach "amounts to deliberate indifference to the Plaintiff’s Constitutional rights," Salem's lawyer, Welton Wisham, wrote in the complaint. Wisham notes in the filing that in 2016 the City Council introduced legislation that would require jail guards to determine whether an inmate has pending court appearances soon after their arrival, and produce them for such appearances, as they are already required to. The bill was meant to address a recurring problem with the Department of Correction failing to bring defendants to their court dates. Mayor de Blasio signed it into law in December.
"There may just well be others," in Salem's situation, Wisham told the New York Post.
More than half of the people awaiting trial on Rikers are there because they can't afford bail.
Salem pleaded guilty to assault and petit larceny in July 2016 in connection with the 2014 arrest, and was sentenced to five years in prison, a Manhattan District Attorney's Office spokesman said. Salem is currently serving his term in medium-security lockup in western New York, according to state records. A related case is sealed.
A Legal Aid spokeswoman declined to comment. A Law Department spokesman said the agency is reviewing the complaint.
Department of Correction spokesman Peter Thorne wrote in an email, “We have zero tolerance for the mistreatment of any inmate, and we take such claims seriously. The vast majority of our officers carry out their duties with care and integrity."
He declined to comment further, citing the ongoing litigation.
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